Reno v. ACLU
117 S.Ct. 2329 (1997)
Janet RENO, Attorney General of the United States, et al., Appellants
v.
AMERICAN CIVIL LIBERTIES UNION et al.
No. 96-511.
Supreme Court of the United States
Argued March 19, 1997.
Decided June 26, 1997.
Justice STEVENS delivered the opinion of the Court.
At issue is the constitutionality of two statutory provisions enacted to protect minors
from "indecent" and "patently offensive" communications on the
Internet. Notwithstanding the legitimacy and importance of the congressional goal of
protecting children from harmful materials, we agree with the three- judge District Court
that the statute abridges "the freedom of speech" protected by the First
Amendment. [FN1]
FN1. "Congress shall make no law ... abridging the freedom of speech." U.S.
Const., Amdt. 1.
I
The District Court made extensive findings of fact, most of which were based on a detailed
stipulation prepared by the parties. See 929 F.Supp. 824, 830-849 (E.D.Pa.1996). [FN2] The
findings describe the character and the dimensions of the Internet, the availability of
sexually explicit material in that medium, and the problems confronting age verification
for recipients of Internet communications. Because those findings provide the
underpinnings for the legal issues, we begin with a summary of the undisputed facts.
FN2. The Court made 410 findings, including 356 paragraphs of the parties'
stipulation and 54 findings based on evidence received in open court.
See 929 F.Supp. at 830, n. 9, 842, n. 15.
The Internet
The Internet is an international network of interconnected computers. It is the outgrowth
of what began in 1969 as a military program called "ARPANET," [FN3] which was
designed to enable computers operated by the military, defense contractors, and
universities conducting defense-related research to communicate with one another by
redundant channels even if some portions of the network were damaged in a war. While the
ARPANET no longer exists, it provided an example for the development of a number of
civilian networks that, eventually linking with each other, now enable tens of millions of
people to communicate with one another and to access vast amounts of information from
around the world. The Internet is "a unique and wholly new medium of worldwide human
communication." [FN4]
FN3. An acronym for the network developed by the Advanced Research Project Agency.
FN4. Id., at 844 (finding 81).
The Internet has experienced "extraordinary growth." [FN5] The number of
"host" computers--those that store information and relay communications--
increased from about 300 in 1981 to approximately 9,400,000 by the time of the trial in
1996. Roughly 60% of these hosts are located in the United States. About 40 million people
used the Internet at the time of trial, a number that is expected to mushroom to 200
million by 1999.
FN5. Id., at 831 (finding 3).
Individuals can obtain access to the Internet from many different sources, generally hosts
themselves or entities with a host affiliation. Most colleges and universities provide
access for their students and faculty; many corporations provide their employees with
access through an office network; many communities and local libraries provide free
access; and an increasing number of storefront "computer coffee shops" provide
access for a small hourly fee. Several major national "online services" such as
America Online, CompuServe, the Microsoft Network, and Prodigy offer access to their own
extensive proprietary networks as well as a link to the much larger resources of the
Internet. These commercial online services had almost 12 million individual subscribers at
the time of trial.
Anyone with access to the Internet may take advantage of a wide variety of communication
and information retrieval methods. These methods are constantly evolving and difficult to
categorize precisely. But, as presently constituted, those most relevant to this case are
electronic mail ("e-mail"), automatic mailing list services ("mail
exploders," sometimes referred to as "listservs"), "newsgroups,"
"chat rooms," and the "World Wide Web." All of these methods can be
used to transmit text; most can transmit sound, pictures, and moving video images. Taken
together, these tools constitute a unique medium-- known to its users as
"cyberspace"--located in no particular geographical location but available to
anyone, anywhere in the world, with access to the Internet.
E-mail enables an individual to send an electronic message--generally akin to a note or
letter--to another individual or to a group of addressees. The message is generally stored
electronically, sometimes waiting for the recipient to check her "mailbox" and
sometimes making its receipt known through some type of prompt. A mail exploder is a sort
of e-mail group. Subscribers can send messages to a common e-mail address, which then
forwards the message to the group's other subscribers. Newsgroups also serve groups of
regular participants, but these postings may be read by others as well. There are
thousands of such groups, each serving to foster an exchange of information or opinion on
a particular topic running the gamut from, say, the music of Wagner to Balkan politics to
AIDS prevention to the Chicago Bulls. About 100,000 new messages are posted every day. In
most newsgroups, postings are automatically purged at regular intervals. In addition to
posting a message that can be read later, two or more individuals wishing to communicate
more immediately can enter a chat room to engage in real-time dialogue--in other words, by
typing messages to one another that appear almost immediately on the others' computer
screens. The District Court found that at any given time "tens of thousands of users
are engaging in conversations on a huge range of subjects." [FN6] It is "no
exaggeration to conclude that the content on the Internet is as diverse as human
thought." [FN7]
FN6. Id., at 835 (finding 27).
FN7. Id., at 842 (finding 74).
The best known category of communication over the Internet is the World Wide Web, which
allows users to search for and retrieve information stored in remote computers, as well
as, in some cases, to communicate back to designated sites. In concrete terms, the Web
consists of a vast number of documents stored in different computers all over the world.
Some of these documents are simply files containing information. However, more elaborate
documents, commonly known as Web "pages," are also prevalent. Each has its own
address--"rather like a telephone number." [FN8] Web pages frequently contain
information and sometimes allow the viewer to communicate with the page's (or
"site's") author. They generally also contain "links" to other
documents created by that site's author or to other (generally) related sites. Typically,
the links are either blue or underlined text--sometimes images.
FN8. Id., at 836 (finding 36).
Navigating the Web is relatively straightforward. A user may either type the address of a
known page or enter one or more keywords into a commercial "search engine" in an
effort to locate sites on a subject of interest. A particular Web page may contain the
information sought by the "surfer," or, through its links, it may be an avenue
to other documents located anywhere on the Internet. Users generally explore a given Web
page, or move to another, by clicking a computer "mouse" on one of the page's
icons or links. Access to most Web pages is freely available, but some allow access only
to those who have purchased the right from a commercial provider. The Web is thus
comparable, from the readers' viewpoint, to both a vast library including millions of
readily available and indexed publications and a sprawling mall offering goods and
services.
From the publishers' point of view, it constitutes a vast platform from which to address
and hear from a world-wide audience of millions of readers, viewers, researchers, and
buyers. Any person or organization with a computer connected to the Internet can
"publish" information. Publishers include government agencies, educational
institutions, commercial entities, advocacy groups, and individuals. [FN9] Publishers may
either make their material available to the entire pool of Internet users, or confine
access to a selected group, such as those willing to pay for the privilege. "No
single organization controls any membership in the Web, nor is there any centralized point
from which individual Web sites or services can be blocked from the Web." [FN10]
FN9. "Web publishing is simple enough that thousands of individual users and small
community organizations are using the Web to publish their own personal 'home pages,' the
equivalent of individualized newsletters about the person or organization, which are
available to everyone on the Web." Id., at 837 (finding 42).
FN10. Id., at 838 (finding 46).
Sexually Explicit Material
Sexually explicit material on the Internet includes text, pictures, and chat and
"extends from the modestly titillating to the hardest-core." [FN11] These files
are created, named, and posted in the same manner as material that is not sexually
explicit, and may be accessed either deliberately or unintentionally during the course of
an imprecise search. "Once a provider posts its content on the Internet, it cannot
prevent that content from entering any community." [FN12] Thus, for example,
FN11. Id., at 844 (finding 82).
FN12. Ibid. (finding 86).
"when the UCR/California Museum of Photography posts to its Web site nudes by Edward
Weston and Robert Mapplethorpe to announce that its new exhibit will travel to Baltimore
and New York City, those images are available not only in Los Angeles, Baltimore, and New
York City, but also in Cincinnati, Mobile, or Beijing--wherever Internet users live.
Similarly, the safer sex instructions that Critical Path posts to its Web site, written in
street language so that the teenage receiver can understand them, are available not just
in Philadelphia, but also in Provo and Prague." [FN13]
FN13. Ibid. (finding 85).
Some of the communications over the Internet that originate in foreign countries are also
sexually explicit. [FN14]
FN14. Id., at 848 (finding 117).
Though such material is widely available, users seldom encounter such content
accidentally. "A document's title or a description of the document will usually
appear before the document itself ... and in many cases the user will receive detailed
information about a site's content before he or she need take the step to access the
document. Almost all sexually explicit images are preceded by warnings as to the
content." [FN15] For that reason, the "odds are slim" that a user would
enter a sexually explicit site by accident. [FN16] Unlike communications received by radio
or television, "the receipt of information on the Internet requires a series of
affirmative steps more deliberate and directed than merely turning a dial. A child
requires some sophistication and some ability to read to retrieve material and thereby to
use the Internet unattended." [FN17]
FN15. Id., at 844-845 (finding 88).
FN16. Ibid.
FN17. Id., at 845 (finding 89).
Systems have been developed to help parents control the material that may be available on
a home computer with Internet access. A system may either limit a computer's access to an
approved list of sources that have been identified as containing no adult material, it may
block designated inappropriate sites, or it may attempt to block messages containing
identifiable objectionable features. "Although parental control software currently
can screen for certain suggestive words or for known sexually explicit sites, it cannot
now screen for sexually explicit images." [FN18] Nevertheless, the evidence indicates
that "a reasonably effective method by which parents can prevent their children from
accessing sexually explicit and other material which parents may believe is inappropriate
for their children will soon be available." [FN19]
FN18. Id., at 842 (finding 72).
FN19. Ibid. (finding 73).
Age Verification
The problem of age verification differs for different uses of the Internet. The District
Court categorically determined that there "is no effective way to determine the
identity or the age of a user who is accessing material through e-mail, mail exploders,
newsgroups or chat rooms." [FN20] The Government offered no evidence that there was a
reliable way to screen recipients and participants in such fora for age. Moreover, even if
it were technologically feasible to block minors' access to newsgroups and chat rooms
containing discussions of art, politics or other subjects that potentially elicit
"indecent" or "patently offensive" contributions, it would not be
possible to block their access to that material and "still allow them access to the
remaining content, even if the overwhelming majority of that content was not
indecent." [FN21]
FN20. Id., at 845 (finding 90): "An e-mail address provides no authoritative
information about the addressee, who may use an e-mail 'alias' or an anonymous remailer.
There is also no universal or reliable listing of e-mail addresses and corresponding names
or telephone numbers, and any such listing would be or rapidly become incomplete. For
these reasons, there is no reliable way in many instances for a sender to know if the
e-mail recipient is an adult or a minor. The difficulty of e-mail age verification is
compounded for mail exploders such as listservs, which automatically
send information to all e-mail addresses on a sender's list. Government expert Dr. Olsen
agreed that no current technology could give a speaker assurance that only adults were
listed in a particular mail exploder's mailing list."
FN21. Ibid. (finding 93).
Technology exists by which an operator of a Web site may condition access on the
verification of requested information such as a credit card number or an adult password.
Credit card verification is only feasible, however, either in connection with a commercial
transaction in which the card is used, or by payment to a verification agency. Using
credit card possession as a surrogate for proof of age would impose costs on
non-commercial Web sites that would require many of them to shut down. For that reason, at
the time of the trial, credit card verification was "effectively unavailable to a
substantial number of Internet content providers." Id., at 846 (finding 102).
Moreover, the imposition of such a requirement "would completely bar adults who do
not have a credit card and lack the resources to obtain one from accessing any blocked
material." [FN22]
FN22. Id., at 846 (finding 102).
Commercial pornographic sites that charge their users for access have assigned them
passwords as a method of age verification. The record does not contain any evidence
concerning the reliability of these technologies. Even if passwords are effective for
commercial purveyors of indecent material, the District Court found that an adult password
requirement would impose significant burdens on noncommercial sites, both because they
would discourage users from accessing their sites and because the cost of creating and
maintaining such screening systems would be "beyond their reach." [FN23]
FN23. Id., at 847 (findings 104-106):
"At least some, if not almost all, non-commercial organizations, such as the ACLU,
Stop Prisoner Rape or Critical Path AIDS Project, regard charging listeners to access
their speech as contrary to their goals of making their materials available to a wide
audience free of charge.
. . . . .
"There is evidence suggesting that adult users, particularly casual Web browsers,
would be discouraged from retrieving information that required use of a credit card or
password. Andrew Anker testified that HotWired has received many complaints from its
members about HotWired's registration system, which requires only that a
member supply a name, e-mail address and self-created password. There is concern by
commercial content providers that age verification requirements would decrease advertising
and revenue because advertisers depend on a demonstration that the sites are widely
available and frequently visited."
In sum, the District Court found:
"Even if credit card verification or adult password verification were implemented,
the Government presented no testimony as to how such systems could ensure that the user of
the password or credit card is in fact over 18. The burdens imposed by credit card
verification and adult password verification systems make them effectively unavailable to
a substantial number of Internet content providers." Ibid. (finding 107).
II
The Telecommunications Act of 1996, Pub.L. 104-104, 110 Stat. 56, was an unusually
important legislative enactment. As stated on the first of its 103 pages, its primary
purpose was to reduce regulation and encourage " the rapid deployment of new
telecommunications technologies." The major components of the statute have nothing to
do with the Internet; they were designed to promote competition in the local telephone
service market, the multichannel video market, and the market for over-the-air
broadcasting. The Act includes seven Titles, six of which are the product of extensive
committee hearings and the subject of discussion in Reports prepared by Committees of the
Senate and the House of Representatives. By contrast, Title V--known as the
"Communications Decency Act of 1996" (CDA)--contains provisions that were either
added in executive committee after the hearings were concluded or as amendments offered
during floor debate on the legislation. An amendment offered in the Senate was the source
of the two statutory provisions challenged in this case. [FN24] They are informally
described as the "indecent transmission" provision and the "patently
offensive display" provision. [FN25]
FN24. See Exon Amendment No. 1268, 141 Cong. Rec. S8120 (June 9, 1995). See also id., at
S8087. This amendment, as revised, became § 502 of the Communications Act of 1996, 110
Stat. 133, 47 U.S.C.A. §§ 223(a)-(e) (Supp.1997). Some Members of the House of
Representatives opposed the Exon Amendment because they thought it "possible for our
parents now to child-proof the family computer with these products available in the
private sector." They also thought the Senate's approach would "involve the
Federal Government spending vast sums of money trying to define elusive terms that are
going to lead to a flood of legal challenges while our kids are unprotected." These
Members offered an amendment intended as a substitute for the Exon Amendment, but instead
enacted as an additional section of the Act entitled "Online Family
Empowerment." See 110 Stat. 137, 47 U.S.C.A. § 230 (Supp.1997); 141 Cong. Rec.
H8468-H8472. No hearings were held on the provisions that became law. See S.Rep. No.
104-23 (1995), p. 9. After the Senate adopted the Exon amendment, however, its Judiciary
Committee did conduct a one-day hearing on "Cyberporn and Children." In his
opening statement at that hearing, Senator Leahy observed:
"It really struck me in your opening statement when you mentioned, Mr. Chairman, that
it is the first ever hearing, and you are absolutely right. And yet we had a major debate
on the floor, passed legislation overwhelmingly on a subject involving the Internet,
legislation that could dramatically change--some would say even wreak havoc--on the
Internet. The Senate went in willy-nilly, passed legislation, and never once had a
hearing, never once had a discussion other than an hour or so on the floor."
Cyberporn and Children: The Scope of the Problem, The State of the Technology, and the
Need for Congressional Action, Hearing on S. 892 before the Senate Committee on the
Judiciary, 104th Cong., 1st Sess., 7-8 (1995).
FN25. Although the Government and the dissent break § 223(d)(1) into two separate
"patently offensive" and "display" provisions, we follow the
convention of both parties below, as well the District Court's order
and opinion, in describing § 223(d)(1) as one provision.
The first, 47 U.S.C.A. § 223(a) (Supp.1997), prohibits the knowing transmission of
obscene or indecent messages to any recipient under 18 years of age. It provides in
pertinent part:
"(a) Whoever--
"(1) in interstate or foreign communications--
. . . . .
"(B) by means of a telecommunications device knowingly--
"(i) makes, creates, or solicits, and
"(ii) initiates the transmission of,
"any comment, request, suggestion, proposal, image, or other communication which is
obscene or indecent, knowing that the recipient of the communication is under 18 years of
age, regardless of whether the maker of such communication placed the call or initiated
the communication;
. . . . .
"(2) knowingly permits any telecommunications facility under his control to be used
for any activity prohibited by paragraph (1) with the intent that it be used for such
activity,
"shall be fined under Title 18, or imprisoned not more than two years, or both."
The second provision, § 223(d), prohibits the knowing sending or displaying of patently
offensive messages in a manner that is available to a person under 18 years of age. It
provides:
"(d) Whoever--
"(1) in interstate or foreign communications knowingly--
"(A) uses an interactive computer service to send to a specific person or persons
under 18 years of age, or
"(B) uses any interactive computer service to display in a manner available to a
person under 18 years of age,
"any comment, request, suggestion, proposal, image, or other communication that, in
context, depicts or describes, in terms patently offensive as measured by contemporary
community standards, sexual or excretory activities or organs, regardless of whether the
user of such service placed the call or initiated the communication; or
"(2) knowingly permits any telecommunications facility under such person's control to
be used for an activity prohibited by paragraph (1) with the intent that it be used for
such activity,
"shall be fined under Title 18, or imprisoned not more than two years, or both."
The breadth of these prohibitions is qualified by two affirmative defenses. See §
223(e)(5). [FN26] One covers those who take "good faith, reasonable, effective, and
appropriate actions" to restrict access by minors to the prohibited communications.
§ 223(e)(5)(A). The other covers those who restrict access to covered material by
requiring certain designated forms of age proof, such as a verified credit card or an
adult identification number or code. § 223(e)(5)(B).
FN26. In full, § 223(e)(5) provides:
"(5) It is a defense to a prosecution under subsection (a)(1)(B) or (d) of this
section, or under subsection (a)(2) of this section with respect to the use of a facility
for an activity under subsection (a)(1)(B) of this section that a person--
"(A) has taken, in good faith, reasonable, effective, and appropriate actions under
the circumstances to restrict or prevent access by minors to a communication specified in
such subsections, which may involve any appropriate measures to restrict minors from such
communications, including any method which is feasible under available technology; or
"(B) has restricted access to such communication by requiring use of a verified
credit card, debit account, adult access code, or adult personal identification
number."
III
On February 8, 1996, immediately after the President signed the statute, 20 plaintiffs
[FN27] filed suit against the Attorney General of the United States and the Department of
Justice challenging the constitutionality of §§ 223(a)(1) and 223(d). A week later,
based on his conclusion that the term "indecent" was too vague to provide the
basis for a criminal prosecution, District Judge Buckwalter entered a temporary
restraining order against enforcement of § 223(a)(1)(B)(ii) insofar as it applies to
indecent communications. A second suit was then filed by 27 additional plaintiffs, [FN28]
the two cases were consolidated, and a three-judge District Court was convened pursuant to
§ 561 of the Act. [FN29] After an evidentiary hearing, that Court entered a preliminary
injunction against enforcement of both of the challenged provisions. Each of the three
judges wrote a separate opinion, but their judgment was unanimous.
FN27. American Civil Liberties Union; Human Rights Watch; Electronic Privacy Information
Center; Electronic Frontier Foundation; Journalism Education Association; Computer
Professionals for Social Responsibility; National Writers Union; Clarinet Communications
Corp.; Institute for Global Communications; Stop Prisoner Rape; AIDS Education Global
Information System; Bibliobytes; Queer Resources Directory; Critical
Path AIDS Project, Inc.; Wildcat Press, Inc.; Declan McCullagh dba Justice on Campus;
Brock Meeks dba Cyberwire Dispatch; John Troyer dba The Safer Sex Page; Jonathan Wallace
dba The Ethical Spectacle; and Planned Parenthood Federation of America, Inc.
FN28. American Library Association; America Online, Inc.; American Booksellers
Association, Inc.; American Booksellers Foundation for Free Expression; American Society
of Newspaper Editors; Apple Computer, Inc.; Association of American Publishers, Inc.;
Association of Publishers, Editors and Writers; Citizens Internet Empowerment Coalition;
Commercial Internet Exchange Association; CompuServe Incorporated; Families Against
Internet Censorship; Freedom to Read Foundation, Inc.; Health Sciences Libraries
Consortium; Hotwired Ventures LLC; Interactive Digital Software Association; Interactive
Services Association; Magazine Publishers of America; Microsoft Corporation; The Microsoft
Network, L.L. C.; National Press Photographers Association; Netcom On-Line Communication
Services, Inc.; Newspaper Association of America; Opnet, Inc.; Prodigy Services Company;
Society of Professional Journalists; Wired Ventures, Ltd.
FN29. 110 Stat. 142-143, note following 47 U.S.C.A. § 223 (Supp.1997).
Chief Judge Sloviter doubted the strength of the Government's interest in regulating
"the vast range of online material covered or potentially covered by the CDA,"
but acknowledged that the interest was "compelling" with respect to some of that
material. 929 F.Supp., at 853. She concluded, nonetheless, that the statute "sweeps
more broadly than necessary and thereby chills the expression of adults" and that the
terms "patently offensive" and "indecent" were "inherently
vague." Id., at 854. She also determined that the affirmative defenses were not
"technologically or economically feasible for most providers," specifically
considering and rejecting an argument that providers could avoid liability by
"tagging" their material in a manner that would allow potential readers to
screen out unwanted transmissions. Id., at 856. Chief Judge Sloviter also rejected the
Government's suggestion that the scope of the statute could be narrowed by construing it
to apply only to commercial pornographers. Id., at 854-855.
Judge Buckwalter concluded that the word "indecent" in § 223(a)(1)(B) and the
terms "patently offensive" and "in context" in § 223(d)(1) were so
vague that criminal enforcement of either section would violate the "fundamental
constitutional principle" of "simple fairness," id., at 861, and the
specific protections of the First and Fifth Amendments, id., at 858. He found no statutory
basis for the Government's argument that the challenged provisions would be applied only
to "pornographic" materials, noting that, unlike obscenity, "indecency has
not been defined to exclude works of serious literary, artistic, political or scientific
value." Id., at 863. Moreover, the Government's claim that the work must be
considered patently offensive "in context" was itself vague because the relevant
context might "refer to, among other things, the nature of the communication as a
whole, the time of day it was conveyed, the medium used, the identity of the speaker, or
whether or not it is accompanied by appropriate warnings." Id., at 864. He believed
that the unique nature of the Internet aggravated the vagueness of the statute. Id., at
865, n. 9.
Judge Dalzell's review of "the special attributes of Internet communication"
disclosed by the evidence convinced him that the First Amendment denies Congress the power
to regulate the content of protected speech on the Internet. Id., at 867. His opinion
explained at length why he believed the Act would abridge significant protected speech,
particularly by noncommercial speakers, while "[p]erversely, commercial pornographers
would remain relatively unaffected." Id., at 879. He construed our cases as requiring
a "medium- specific" approach to the analysis of the regulation of mass
communication, id., at 873, and concluded that the Internet--as "the most
participatory form of mass speech yet developed," id., at 883--is entitled to
"the highest protection from governmental intrusion," ibid. [FN30]
FN30. See also 929 F.Supp., at 877: "Four related characteristics of Internet
communication have a transcendent importance to our shared holding that the CDA is
unconstitutional on its face. We explain these characteristics in our Findings of fact
above, and I only rehearse them briefly here. First, the Internet presents very low
barriers to entry. Second, these barriers to entry are identical for both speakers and
listeners. Third, as a result of these low barriers, astoundingly diverse content is
available on the Internet. Fourth, the Internet provides significant access to all who
wish to speak in the medium, and even creates a relative parity among speakers."
According to Judge Dalzell, these characteristics and the rest of the District Court's
findings "lead to the conclusion that Congress may not regulate indecency on the
Internet at all." Ibid. Because appellees do not press this argument before this
Court, we do not consider it. Appellees also do not dispute that the Government generally
has a compelling interest in protecting minors from "indecent" and
"patently offensive" speech.
The judgment of the District Court enjoins the Government from enforcing the prohibitions
in § 223(a)(1)(B) insofar as they relate to "indecent" communications, but
expressly preserves the Government's right to investigate and prosecute the obscenity or
child pornography activities prohibited therein. The injunction against enforcement of
§§ 223(d)(1) and (2) is unqualified because those provisions contain no separate
reference to obscenity or child pornography.
The Government appealed under the Act's special review provisions, § 561, 110 Stat.
142-143, and we noted probable jurisdiction, see 519 U.S. ----, 117 S.Ct. 554, 136 L.Ed.2d
436 (1996). In its appeal, the Government argues that the District Court erred in holding
that the CDA violated both the First Amendment because it is overbroad and the Fifth
Amendment because it is vague. While we discuss the vagueness of the CDA because of its
relevance to the First Amendment overbreadth inquiry, we conclude that the judgment should
be affirmed without reaching the Fifth Amendment issue. We begin our analysis by reviewing
the principal authorities on which the Government relies. Then, after describing the
overbreadth of the CDA, we consider the Government's specific contentions, including its
submission that we save portions of the statute either by severance or by fashioning
judicial limitations on the scope of its coverage.
IV
In arguing for reversal, the Government contends that the CDA is plainly constitutional
under three of our prior decisions: (1) Ginsberg v. New York, 390 U.S. 629, 88 S.Ct. 1274,
20 L.Ed.2d 195 (1968); (2) FCC v. Pacifica Foundation, 438 U.S. 726, 98 S.Ct. 3026, 57
L.Ed.2d 1073 (1978); and (3) Renton v. Playtime Theatres, Inc., 475 U.S. 41, 106 S.Ct.
925, 89 L.Ed.2d 29 (1986). A close look at these cases, however, raises--rather than
relieves--doubts concerning the constitutionality of the CDA.
In Ginsberg, we upheld the constitutionality of a New York statute that prohibited selling
to minors under 17 years of age material that was considered obscene as to them even if
not obscene as to adults. We rejected the defendant's broad submission that "the
scope of the constitutional freedom of expression secured to a citizen to read or see
material concerned with sex cannot be made to depend on whether the citizen is an adult or
a minor." 390 U.S., at 636, 88 S.Ct., at 1279. In rejecting that contention, we
relied not only on the State's independent interest in the well-being of its youth, but
also on our consistent recognition of the principle that "the parents' claim to
authority in their own household to direct the rearing of their children is basic in the
structure of our society." [FN31]
FN31. 390 U.S., at 639, 88 S.Ct., at 1280. We quoted from Prince v. Massachusetts, 321
U.S. 158, 166, 64 S.Ct. 438, 442, 88 L.Ed. 645 (1944): "It is cardinal with us that
the custody, care and nurture of the child reside first in the parents, whose primary
function and freedom include preparation for obligations the state can neither supply nor
hinder."
In four important respects, the statute upheld in Ginsberg was narrower than the CDA.
First, we noted in Ginsberg that "the prohibition against sales to minors does not
bar parents who so desire from purchasing the magazines for their children." Id., at
639, 88 S.Ct., at 1280. Under the CDA, by contrast, neither the parents' consent--nor even
their participation-- in the communication would avoid the application of the statute.
[FN32] Second, the New York statute applied only to commercial transactions, id., at 647,
88 S.Ct., at 1284-1285, whereas the CDA contains no such limitation. Third, the New York
statute cabined its definition of material that is harmful to minors with the requirement
that it be "utterly without redeeming social importance for minors." Id., at
646, 88 S.Ct., at 1284. The CDA fails to provide us with any definition of the term
"indecent" as used in § 223(a)(1) and, importantly, omits any requirement that
the "patently offensive" material covered by § 223(d) lack serious literary,
artistic, political, or scientific value. Fourth, the New York statute defined a minor as
a person under the age of 17, whereas the CDA, in applying to all those under 18 years,
includes an additional year of those nearest majority.
FN32. Given the likelihood that many E-mail transmissions from an adult to a minor are
conversations between family members, it is therefore incorrect for the dissent to suggest
that the provisions of the CDA, even in this narrow area, "are no
different from the law we sustained in Ginsberg." Post, at 2355.
In Pacifica, we upheld a declaratory order of the Federal Communications Commission,
holding that the broadcast of a recording of a 12-minute monologue entitled "Filthy
Words" that had previously been delivered to a live audience "could have been
the subject of administrative sanctions." 438 U.S., at 730, 98 S.Ct., at 3030
(internal quotations omitted). The Commission had found that the repetitive use of certain
words referring to excretory or sexual activities or organs "in an afternoon
broadcast when children are in the audience was patently offensive" and concluded
that the monologue was indecent "as broadcast." Id., at 735, 98 S.Ct., at 3033.
The respondent did not quarrel with the finding that the afternoon broadcast was patently
offensive, but contended that it was not "indecent" within the meaning of the
relevant statutes because it contained no prurient appeal. After rejecting respondent's
statutory arguments, we confronted its two constitutional arguments: (1) that the
Commission's construction of its authority to ban indecent speech was so broad that its
order had to be set aside even if the broadcast at issue was unprotected; and (2) that
since the recording was not obscene, the First Amendment forbade any abridgement of the
right to broadcast it on the radio.
In the portion of the lead opinion not joined by Justices Powell and Blackmun, the
plurality stated that the First Amendment does not prohibit all governmental regulation
that depends on the content of speech. Id., at 742- 743, 98 S.Ct., at 3036-3037.
Accordingly, the availability of constitutional protection for a vulgar and offensive
monologue that was not obscene depended on the context of the broadcast. Id., at 744-748,
98 S.Ct., at 3037-3040. Relying on the premise that "of all forms of
communication" broadcasting had received the most limited First Amendment protection,
id., at 748-749, 98 S.Ct., at 3039-3040, the Court concluded that the ease with which
children may obtain access to broadcasts, "coupled with the concerns recognized in
Ginsberg," justified special treatment of indecent broadcasting. Id., at 749-750, 98
S.Ct., at 3040-3041.
As with the New York statute at issue in Ginsberg, there are significant differences
between the order upheld in Pacifica and the CDA. First, the order in Pacifica, issued by
an agency that had been regulating radio stations for decades, targeted a specific
broadcast that represented a rather dramatic departure from traditional program content in
order to designate when--rather than whether--it would be permissible to air such a
program in that particular medium. The CDA's broad categorical prohibitions are not
limited to particular times and are not dependent on any evaluation by an agency familiar
with the unique characteristics of the Internet. Second, unlike the CDA, the Commission's
declaratory order was not punitive; we expressly refused to decide whether the indecent
broadcast "would justify a criminal prosecution." Id., at 750, 98 S.Ct., at
3041. Finally, the Commission's order applied to a medium which as a matter of history had
"received the most limited First Amendment protection," id., at 748, 98 S.Ct.,
at 3040, in large part because warnings could not adequately protect the listener from
unexpected program content. The Internet, however, has no comparable history. Moreover,
the District Court found that the risk of encountering indecent material by accident is
remote because a series of affirmative steps is required to access specific material.
[1] In Renton, we upheld a zoning ordinance that kept adult movie theatres out of
residential neighborhoods. The ordinance was aimed, not at the content of the films shown
in the theaters, but rather at the "secondary effects"--such as crime and
deteriorating property values--that these theaters fostered: " 'It is th[e] secondary
effect which these zoning ordinances attempt to avoid, not the dissemination of
"offensive" speech.' " 475 U.S., at 49, 106 S.Ct., at 930 (quoting Young v.
American Mini Theatres, Inc., 427 U.S. 50, 71, n. 34, 96 S.Ct. 2440, 2453, n. 34, 49
L.Ed.2d 310 (1976)). According to the Government, the CDA is constitutional because it
constitutes a sort of "cyberzoning" on the Internet. But the CDA applies broadly
to the entire universe of cyberspace. And the purpose of the CDA is to protect children
from the primary effects of "indecent" and "patently offensive"
speech, rather than any "secondary" effect of such speech. Thus, the CDA is a
content-based blanket restriction on speech, and, as such, cannot be "properly
analyzed as a form of time, place, and manner regulation." 475 U.S., at 46, 106
S.Ct., at 928. See also Boos v. Barry, 485 U.S. 312, 321, 108 S.Ct. 1157, 1163, 99 L.Ed.2d
333 (1988) ("Regulations that focus on the direct impact of speech on its
audience" are not properly analyzed under Renton ); Forsyth County v. Nationalist
Movement, 505 U.S. 123, 134, 112 S.Ct. 2395, 2403, 120 L.Ed.2d 101 (1992)
("Listeners' reaction to speech is not a content-neutral basis for regulation").
These precedents, then, surely do not require us to uphold the CDA and are fully
consistent with the application of the most stringent review of its provisions.
V
In Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 557, 95 S.Ct. 1239, 1245-1246,
43 L.Ed.2d 448 (1975), we observed that "[e]ach medium of expression ... may present
its own problems." Thus, some of our cases have recognized special justifications for
regulation of the broadcast media that are not applicable to other speakers, see Red Lion
Broadcasting Co. v. FCC, 395 U.S. 367, 89 S.Ct. 1794, 23 L.Ed.2d 371 (1969); FCC v.
Pacifica Foundation, 438 U.S. 726, 98 S.Ct. 3026, 57 L.Ed.2d 1073 (1978). In these cases,
the Court relied on the history of extensive government regulation of the broadcast
medium, see, e.g., Red Lion, 395 U.S., at 399-400, 89 S.Ct., at 1811-1812; the scarcity of
available frequencies at its inception, see, e.g., Turner Broadcasting System, Inc. v.
FCC, 512 U.S. 622, 637-638, 114 S.Ct. 2445, 2456-2457, 129 L.Ed.2d 497 (1994); and its
"invasive" nature, see Sable Communications of Cal., Inc. v. FCC, 492 U.S. 115,
128, 109 S.Ct. 2829, 2837-2838, 106 L.Ed.2d 93 (1989).
Those factors are not present in cyberspace. Neither before nor after the enactment of the
CDA have the vast democratic fora of the Internet been subject to the type of government
supervision and regulation that has attended the broadcast industry. [FN33] Moreover, the
Internet is not as "invasive" as radio or television. The District Court
specifically found that "[c]ommunications over the Internet do not 'invade' an
individual's home or appear on one's computer screen unbidden. Users seldom encounter
content 'by accident.' " 929 F.Supp., at 844 (finding 88). It also found that
"[a]lmost all sexually explicit images are preceded by warnings as to the
content," and cited testimony that " 'odds are slim' that a user would come
across a sexually explicit sight by accident." Ibid.
FN33. Cf. Pacifica Foundation v. FCC, 556 F.2d 9, 36 (C.A.D.C.1977) (Levanthal, J.,
dissenting), rev'd, FCC v. Pacifica Foundation, 438 U.S. 726, 98 S.Ct. 3026, 57 L.Ed.2d
1073 (1978). When Pacifica was decided, given that radio stations were
allowed to operate only pursuant to federal license, and that Congress had enacted
legislation prohibiting licensees from broadcasting indecent speech, there was a risk that
members of the radio audience might infer some sort of official or societal approval of
whatever was heard over the radio, see 556 F.2d, at 37, n. 18. No such risk attends
messages received through the Internet, which is not supervised by any federal agency.
We distinguished Pacifica in Sable, 492 U.S., at 128, 109 S.Ct., at 2837-2838, on just
this basis. In Sable, a company engaged in the business of offering sexually oriented
prerecorded telephone messages (popularly known as "dial-a-porn") challenged the
constitutionality of an amendment to the Communications Act that imposed a blanket
prohibition on indecent as well as obscene interstate commercial telephone messages. We
held that the statute was constitutional insofar as it applied to obscene messages but
invalid as applied to indecent messages. In attempting to justify the complete ban and
criminalization of indecent commercial telephone messages, the Government relied on
Pacifica, arguing that the ban was necessary to prevent children from gaining access to
such messages. We agreed that "there is a compelling interest in protecting the
physical and psychological well-being of minors" which extended to shielding them
from indecent messages that are not obscene by adult standards, 492 U.S., at 126, 109
S.Ct., at 2836-2837, but distinguished our "emphatically narrow holding" in
Pacifica because it did not involve a complete ban and because it involved a different
medium of communication, id., at 127, 109 S.Ct., at 2837. We explained that "the
dial-it medium requires the listener to take affirmative steps to receive the
communication." Id., at 127-128, 109 S.Ct., at 2837. "Placing a telephone
call," we continued, "is not the same as turning on a radio and being taken by
surprise by an indecent message." Id., at 128, 109 S.Ct., at 2837.
Finally, unlike the conditions that prevailed when Congress first authorized regulation of
the broadcast spectrum, the Internet can hardly be considered a "scarce"
expressive commodity. It provides relatively unlimited, low-cost capacity for
communication of all kinds. The Government estimates that "[a]s many as 40 million
people use the Internet today, and that figure is expected to grow to 200 million by
1999." [FN34] This dynamic, multifaceted category of communication includes not only
traditional print and news services, but also audio, video, and still images, as well as
interactive, real-time dialogue. Through the use of chat rooms, any person with a phone
line can become a town crier with a voice that resonates farther than it could from any
soapbox. Through the use of Web pages, mail exploders, and newsgroups, the same individual
can become a pamphleteer. As the District Court found, "the content on the Internet
is as diverse as human thought." 929 F.Supp., at 842 (finding 74). We agree with its
conclusion that our cases provide no basis for qualifying the level of First Amendment
scrutiny that should be applied to this medium.
FN34. Juris. Statement 3 (citing 929 F.Supp., at 831 (finding 3)).
VI
Regardless of whether the CDA is so vague that it violates the Fifth Amendment, the many
ambiguities concerning the scope of its coverage render it problematic for purposes of the
First Amendment. For instance, each of the two parts of the CDA uses a different
linguistic form. The first uses the word "indecent," 47 U.S.C.A. § 223(a)
(Supp.1997), while the second speaks of material that "in context, depicts or
describes, in terms patently offensive as measured by contemporary community standards,
sexual or excretory activities or organs," § 223(d). Given the absence of a
definition of either term, [FN35] this difference in language will provoke uncertainty
among speakers about how the two standards relate to each other [FN36] and just what they
mean. [FN37] Could a speaker confidently assume that a serious discussion about birth
control practices, homosexuality, the First Amendment issues raised by the Appendix to our
Pacifica opinion, or the consequences of prison rape would not violate the CDA? This
uncertainty undermines the likelihood that the CDA has been carefully tailored to the
congressional goal of protecting minors from potentially harmful materials.
FN35. "Indecent" does not benefit from any textual embellishment at all.
"Patently offensive" is qualified only to the extent that it involves
"sexual or excretory activities or organs" taken "in context" and
"measured by contemporary community standards."
FN36. See Gozlon-Peretz v. United States, 498 U.S. 395, 404, 111 S.Ct. 840, 846-847, 112
L.Ed.2d 919 (1991) ("Where Congress includes particular language in one section of a
statute but omits it in another section of the same Act, it is generally presumed that
Congress acts intentionally and purposely in the disparate inclusion and exclusion")
(internal quotation marks omitted).
FN37. The statute does not indicate whether the "patently offensive" and
"indecent" determinations should be made with respect to minors or the
population as a whole. The Government asserts that the appropriate standard is "what
is suitable material for minors." Reply Brief for Appellants 18, n. 13 (citing
Ginsberg v. New York, 390 U.S. 629, 633, 88 S.Ct. 1274, 1276-1277, 20 L.Ed.2d 195 (1968)).
But the Conferees expressly rejected amendments that would have imposed
such a "harmful to minors" standard. See S. Conf. Rep. No. 104-230, p. 189
(1996) (S.Conf.Rep.), 142 Cong. Rec. H1145, H1165-1166 (Feb. 1, 1996). The Conferees also
rejected amendments that would have limited the proscribed materials to those lacking
redeeming value. See S. Conf. Rep., at 189, 142 Cong. Rec. H1165-1166 (Feb. 1, 1996).
[2] The vagueness of the CDA is a matter of special concern for two reasons. First, the
CDA is a content-based regulation of speech. The vagueness of such a regulation raises
special First Amendment concerns because of its obvious chilling effect on free speech.
See, e.g., Gentile v. State Bar of Nev., 501 U.S. 1030, 1048-1051, 111 S.Ct. 2720,
2731-2733, 115 L.Ed.2d 888 (1991). Second, the CDA is a criminal statute. In addition to
the opprobrium and stigma of a criminal conviction, the CDA threatens violators with
penalties including up to two years in prison for each act of violation. The severity of
criminal sanctions may well cause speakers to remain silent rather than communicate even
arguably unlawful words, ideas, and images. See, e.g., Dombrowski v. Pfister, 380 U.S.
479, 494, 85 S.Ct. 1116, 1125, 14 L.Ed.2d 22 (1965). As a practical matter, this increased
deterrent effect, coupled with the "risk of discriminatory enforcement" of vague
regulations, poses greater First Amendment concerns than those implicated by the civil
regulation reviewed in Denver Area Ed. Telecommunications Consortium, Inc. v. FCC, 518
U.S. ----, 116 S.Ct. 2374, 135 L.Ed.2d 888 (1996).
The Government argues that the statute is no more vague than the obscenity standard this
Court established in Miller v. California, 413 U.S. 15, 93 S.Ct. 2607, 37 L.Ed.2d 419
(1973). But that is not so. In Miller, this Court reviewed a criminal conviction against a
commercial vendor who mailed brochures containing pictures of sexually explicit activities
to individuals who had not requested such materials. Id., at 18, 93 S.Ct., at 2611-2612.
Having struggled for some time to establish a definition of obscenity, we set forth in
Miller the test for obscenity that controls to this day:
"(a) whether the average person, applying contemporary community standards would find
that the work, taken as a whole, appeals to the prurient interest; (b) whether the work
depicts or describes, in a patently offensive way, sexual conduct specifically defined by
the applicable state law; and (c) whether the work, taken as a whole, lacks serious
literary, artistic, political, or scientific value." Id., at 24, 93 S.Ct., at 2615
(internal quotation marks and citations omitted).
Because the CDA's "patently offensive" standard (and, we assume arguendo, its
synonymous "indecent" standard) is one part of the three-prong Miller test, the
Government reasons, it cannot be unconstitutionally vague.
The Government's assertion is incorrect as a matter of fact. The second prong of the
Miller test--the purportedly analogous standard--contains a critical requirement that is
omitted from the CDA: that the proscribed material be "specifically defined by the
applicable state law." This requirement reduces the vagueness inherent in the
open-ended term "patently offensive" as used in the CDA. Moreover, the Miller
definition is limited to "sexual conduct," whereas the CDA extends also to
include (1) "excretory activities" as well as (2) "organs" of both a
sexual and excretory nature.
The Government's reasoning is also flawed. Just because a definition including three
limitations is not vague, it does not follow that one of those limitations, standing by
itself, is not vague. [FN38] Each of Miller 's additional two prongs--(1) that, taken as a
whole, the material appeal to the "prurient" interest, and (2) that it
"lac[k] serious literary, artistic, political, or scientific value"--critically
limits the uncertain sweep of the obscenity definition. The second requirement is
particularly important because, unlike the "patently offensive" and
"prurient interest" criteria, it is not judged by contemporary community
standards. See Pope v. Illinois, 481 U.S. 497, 500, 107 S.Ct. 1918, 1920-1921, 95 L.Ed.2d
439 (1987). This "societal value" requirement, absent in the CDA, allows
appellate courts to impose some limitations and regularity on the definition by setting,
as a matter of law, a national floor for socially redeeming value. The Government's
contention that courts will be able to give such legal limitations to the CDA's standards
is belied by Miller 's own rationale for having juries determine whether material is
"patently offensive" according to community standards: that such questions are
essentially ones of fact. [FN39]
FN38. Even though the word "trunk," standing alone, might refer to luggage, a
swimming suit, the base of a tree, or the long nose of an animal, its meaning is clear
when it is one prong of a three-part description of a species of gray animals.
FN39. 413 U.S., at 30, 93 S.Ct., at 2618 (Determinations of "what appeals to the
'pruri ent interest' or is 'patently offensive' .... are essentially questions of fact,
and our Nation is simply too big and too diverse for this Court to reasonably expect that
such standards could be articulated for all 50 States in a single formulation, even
assuming the prerequisite consensus exists"). The CDA, which implements the
"contemporary community standards" language of Miller, thus conflicts with the
Conferees' own assertion that the CDA was intended "to establish a uniform national
standard of content regulation." S. Conf. Rep., at 191.
In contrast to Miller and our other previous cases, the CDA thus presents a greater threat
of censoring speech that, in fact, falls outside the statute's scope. Given the vague
contours of the coverage of the statute, it unquestionably silences some speakers whose
messages would be entitled to constitutional protection. That danger provides further
reason for insisting that the statute not be overly broad. The CDA's burden on protected
speech cannot be justified if it could be avoided by a more carefully drafted statute.
VII
We are persuaded that the CDA lacks the precision that the First Amendment requires when a
statute regulates the content of speech. In order to deny minors access to potentially
harmful speech, the CDA effectively suppresses a large amount of speech that adults have a
constitutional right to receive and to address to one another. That burden on adult speech
is unacceptable if less restrictive alternatives would be at least as effective in
achieving the legitimate purpose that the statute was enacted to serve.
[3] In evaluating the free speech rights of adults, we have made it perfectly clear that
"[s]exual expression which is indecent but not obscene is protected by the First
Amendment." Sable, 492 U.S., at 126, 109 S.Ct., at 2836. See also Carey v. Population
Services Int'l, 431 U.S. 678, 701, 97 S.Ct. 2010, 2024, 52 L.Ed.2d 675 (1977)
("[W]here obscenity is not involved, we have consistently held that the fact that
protected speech may be offensive to some does not justify its suppression"). Indeed,
Pacifica itself admonished that "the fact that society may find speech offensive is
not a sufficient reason for suppressing it." 438 U.S., at 745, 98 S.Ct., at 3038.
[4] It is true that we have repeatedly recognized the governmental interest in protecting
children from harmful materials. See Ginsberg, 390 U.S., at 639, 88 S.Ct., at 1280;
Pacifica, 438 U.S., at 749, 98 S.Ct., at 3040. But that interest does not justify an
unnecessarily broad suppression of speech addressed to adults. As we have explained, the
Government may not "reduc[e] the adult population ... to ... only what is fit for
children." Denver, 518 U.S., at ----, 116 S.Ct., at 2393 (internal quotation marks
omitted) (quoting Sable, 492 U.S., at 128, 109 S.Ct., at 2837-2838). [FN40]
"[R]egardless of the strength of the government's interest" in protecting
children, "[t]he level of discourse reaching a mailbox simply cannot be limited to
that which would be suitable for a sandbox." Bolger v. Youngs Drug Products Corp.,
463 U.S. 60, 74-75, 103 S.Ct. 2875, 2884-2885, 77 L.Ed.2d 469 (1983).
FN40. Accord, Butler v. Michigan, 352 U.S. 380, 383, 77 S.Ct. 524, 525- 526, 1 L.Ed.2d 412
(1957) (ban on sale to adults of books deemed harmful to children unconstitutional); Sable
Communications of Cal., Inc. v. FCC, 492 U.S. 115, 128, 109 S.Ct. 2829, 2837-2838, 106
L.Ed.2d 93 (1989) (ban on "dial-a-porn" messages unconstitutional); Bolger v.
Youngs Drug Products Corp., 463 U.S. 60, 73, 103 S.Ct. 2875, 2883-2884, 77 L.Ed.2d 469
(1983) (ban on mailing of unsolicited advertisement for contraceptives
unconstitutional).
[5] The District Court was correct to conclude that the CDA effectively resembles the ban
on "dial-a-porn" invalidated in Sable. 929 F.Supp., at 854. In Sable, 492 U.S.,
at 129, 109 S.Ct., at 2838, this Court rejected the argument that we should defer to the
congressional judgment that nothing less than a total ban would be effective in preventing
enterprising youngsters from gaining access to indecent communications. Sable thus made
clear that the mere fact that a statutory regulation of speech was enacted for the
important purpose of protecting children from exposure to sexually explicit material does
not foreclose inquiry into its validity. [FN41] As we pointed out last Term, that inquiry
embodies an "over-arching commitment" to make sure that Congress has designed
its statute to accomplish its purpose "without imposing an unnecessarily great
restriction on speech." Denver, 518 U.S., at ----, 116 S.Ct., at 2385.
FN41. The lack of legislative attention to the statute at issue in Sable suggests another
parallel with this case. Compare 492 U.S., at 129-130, 109 S.Ct., at 2838 ("[A]side
from conclusory statements during the debates by proponents of the bill, as well as
similar assertions in hearings on a substantially identical bill the
year before, ... the congressional record presented to us contains no evidence as to how
effective or ineffective the FCC's most recent regulations were or might prove to be....
No Congressman or Senator purported to present a considered judgment with respect to how
often or to what extent minors could or would circumvent the rules and have access to
dial-a-porn messages") with n. 24, supra.
[6] In arguing that the CDA does not so diminish adult communication, the Government
relies on the incorrect factual premise that prohibiting a transmission whenever it is
known that one of its recipients is a minor would not interfere with adult-to-adult
communication. The findings of the District Court make clear that this premise is
untenable. Given the size of the potential audience for most messages, in the absence of a
viable age verification process, the sender must be charged with knowing that one or more
minors will likely view it. Knowledge that, for instance, one or more members of a
100-person chat group will be minor--and therefore that it would be a crime to send the
group an indecent message--would surely burden communication among adults. [FN42]
FN42. The Government agrees that these provisions are applicable whenever
"a sender transmits a message to more than one recipient, knowing
that at least one of the specific persons receiving the message is a minor."
Opposition to Motion to Affirm and Reply to Juris. Statement 4-5, n. 1.
The District Court found that at the time of trial existing technology did not include any
effective method for a sender to prevent minors from obtaining access to its
communications on the Internet without also denying access to adults. The Court found no
effective way to determine the age of a user who is accessing material through e-mail,
mail exploders, newsgroups, or chat rooms. 929 F.Supp., at 845 (findings 90-94). As a
practical matter, the Court also found that it would be prohibitively expensive for
noncommercial--as well as some commercial--speakers who have Web sites to verify that
their users are adults. Id., at 845-848 (findings 95-116). [FN43] These limitations must
inevitably curtail a significant amount of adult communication on the Internet. By
contrast, the District Court found that "[d]espite its limitations, currently
available user-based software suggests that a reasonably effective method by which parents
can prevent their children from accessing sexually explicit and other material which
parents may believe is inappropriate for their children will soon be widely
available." Id., at 842 (finding 73) (emphases added).
FN43. The Government asserts that "[t]here is nothing constitutionally suspect about
requiring commercial Web site operators ... to shoulder the modest burdens associated with
their use." Brief for Appellants 35. As a matter of fact, however, there is no
evidence that a "modest burden" would be effective.
The breadth of the CDA's coverage is wholly unprecedented. Unlike the regulations upheld
in Ginsberg and Pacifica, the scope of the CDA is not limited to commercial speech or
commercial entities. Its open-ended prohibitions embrace all nonprofit entities and
individuals posting indecent messages or displaying them on their own computers in the
presence of minors. The general, undefined terms "indecent" and "patently
offensive" cover large amounts of nonpornographic material with serious educational
or other value. [FN44] Moreover, the "community standards" criterion as applied
to the Internet means that any communication available to a nation-wide audience will be
judged by the standards of the community most likely to be offended by the message. [FN45]
The regulated subject matter includes any of the seven "dirty words" used in the
Pacifica monologue, the use of which the Government's expert acknowledged could constitute
a felony. See Olsen Test., Tr. Vol. V, 53:16-54:10. It may also extend to discussions
about prison rape or safe sexual practices, artistic images that include nude subjects,
and arguably the card catalogue of the Carnegie Library.
FN44. Transmitting obscenity and child pornography, whether via the Internet or other
means, is already illegal under federal law for both adults and juveniles. See 18 U.S.C.
§§ 1464-1465 (criminalizing obscenity); § 2251 (criminalizing child pornography). In
fact, when Congress was considering the CDA, the Government expressed its view that the
law was unnecessary because existing laws already authorized its ongoing efforts to
prosecute obscenity, child pornography, and child solicitation. See 141 Cong. Rec. S8342
(June 14, 1995) (letter from Kent Markus, Acting Assistant Attorney General, U.S.
Department of Justice, to Sen. Leahy).
FN45. Citing Church of Lukumi Babalu Aye, Inc. v. Hialeah, 508 U.S. 520, 113 S.Ct. 2217,
124 L.Ed.2d 472 (1993), among other cases, appellees offer an additional reason why, in
their view, the CDA fails strict scrutiny. Because so much sexually explicit content
originates overseas, they argue, the CDA cannot be "effective." Brief for
Appellees American Library Association et al. 33-34. This argument raises difficult issues
regarding the intended, as well as the permissible scope of, extraterritorial application
of the CDA. We find it unnecessary to address those issues to dispose of
this case.
For the purposes of our decision, we need neither accept nor reject the Government's
submission that the First Amendment does not forbid a blanket prohibition on all
"indecent" and "patently offensive" messages communicated to a 17-year
old--no matter how much value the message may contain and regardless of parental approval.
It is at least clear that the strength of the Government's interest in protecting minors
is not equally strong throughout the coverage of this broad statute. Under the CDA, a
parent allowing her 17-year- old to use the family computer to obtain information on the
Internet that she, in her parental judgment, deems appropriate could face a lengthy prison
term. See 47 U.S.C.A. § 223(a)(2) (Supp.1997). Similarly, a parent who sent his
17-year-old college freshman information on birth control via e-mail could be incarcerated
even though neither he, his child, nor anyone in their home community, found the material
"indecent" or "patently offensive," if the college town's community
thought otherwise.
The breadth of this content-based restriction of speech imposes an especially heavy burden
on the Government to explain why a less restrictive provision would not be as effective as
the CDA. It has not done so. The arguments in this Court have referred to possible
alternatives such as requiring that indecent material be "tagged" in a way that
facilitates parental control of material coming into their homes, making exceptions for
messages with artistic or educational value, providing some tolerance for parental choice,
and regulating some portions of the Internet--such as commercial web sites-- differently
than others, such as chat rooms. Particularly in the light of the absence of any detailed
findings by the Congress, or even hearings addressing the special problems of the CDA, we
are persuaded that the CDA is not narrowly tailored if that requirement has any meaning at
all.
VIII
In an attempt to curtail the CDA's facial overbreadth, the Government advances three
additional arguments for sustaining the Act's affirmative prohibitions: (1) that the CDA
is constitutional because it leaves open ample "alternative channels" of
communication; (2) that the plain meaning of the Act's "knowledge" and
"specific person" requirement significantly restricts its permissible
applications; and (3) that the Act's prohibitions are "almost always" limited to
material lacking redeeming social value.
The Government first contends that, even though the CDA effectively censors discourse on
many of the Internet's modalities--such as chat groups, newsgroups, and mail exploders--it
is nonetheless constitutional because it provides a "reasonable opportunity" for
speakers to engage in the restricted speech on the World Wide Web. Brief for Appellants
39. This argument is unpersuasive because the CDA regulates speech on the basis of its
content. A "time, place, and manner" analysis is therefore inapplicable. See
Consolidated Edison Co. of N.Y. v. Public Serv. Comm'n of N.Y., 447 U.S. 530, 536, 100
S.Ct. 2326, 2332-2333, 65 L.Ed.2d 319 (1980). It is thus immaterial whether such speech
would be feasible on the Web (which, as the Government's own expert acknowledged, would
cost up to $10,000 if the speaker's interests were not accommodated by an existing Web
site, not including costs for database management and age verification). The Government's
position is equivalent to arguing that a statute could ban leaflets on certain subjects as
long as individuals are free to publish books. In invalidating a number of laws that
banned leafletting on the streets regardless of their content--we explained that "one
is not to have the exercise of his liberty of expression in appropriate places abridged on
the plea that it may be exercised in some other place." Schneider v. State of N.J.
(Town of Irvington), 308 U.S. 147, 163, 60 S.Ct. 146, 151-152, 84 L.Ed. 155 (1939).
The Government also asserts that the "knowledge" requirement of both §§ 223(a)
and (d), especially when coupled with the "specific child" element found in §
223(d), saves the CDA from overbreadth. Because both sections prohibit the dissemination
of indecent messages only to persons known to be under 18, the Government argues, it does
not require transmitters to "refrain from communicating indecent material to adults;
they need only refrain from disseminating such materials to persons they know to be under
18." Brief for Appellants 24.
This argument ignores the fact that most Internet fora--including chat rooms, newsgroups,
mail exploders, and the Web--are open to all comers. The Government's assertion that the
knowledge requirement somehow protects the communications of adults is therefore
untenable. Even the strongest reading of the "specific person" requirement of §
223(d) cannot save the statute. It would confer broad powers of censorship, in the form of
a "heckler's veto," upon any opponent of indecent speech who might simply log on
and inform the would-be discoursers that his 17-year-old child--a "specific person
... under 18 years of age," 47 U.S.C.A. § 223(d)(1)(A) (Supp.1997)--would be
present.
Finally, we find no textual support for the Government's submission that material having
scientific, educational, or other redeeming social value will necessarily fall outside the
CDA's "patently offensive" and "indecent" prohibitions. See also n.
37, supra.
IX
The Government's three remaining arguments focus on the defenses provided in § 223(e)(5).
[FN46] First, relying on the "good faith, reasonable, effective, and appropriate
actions" provision, the Government suggests that "tagging" provides a
defense that saves the constitutionality of the Act. The suggestion assumes that
transmitters may encode their indecent communications in a way that would indicate their
contents, thus permitting recipients to block their reception with appropriate software.
It is the requirement that the good faith action must be "effective" that makes
this defense illusory. The Government recognizes that its proposed screening software does
not currently exist. Even if it did, there is no way to know whether a potential recipient
will actually block the encoded material. Without the impossible knowledge that every
guardian in America is screening for the "tag," the transmitter could not
reasonably rely on its action to be "effective."
FN46. For the full text of § 223(e)(5), see n. 26, supra.
For its second and third arguments concerning defenses--which we can consider
together--the Government relies on the latter half of § 223(e)(5), which applies when the
transmitter has restricted access by requiring use of a verified credit card or adult
identification. Such verification is not only technologically available but actually is
used by commercial providers of sexually explicit material. These providers, therefore,
would be protected by the defense. Under the findings of the District Court, however, it
is not economically feasible for most noncommercial speakers to employ such verification.
Accordingly, this defense would not significantly narrow the statute's burden on
noncommercial speech. Even with respect to the commercial pornographers that would be
protected by the defense, the Government failed to adduce any evidence that these
verification techniques actually preclude minors from posing as adults. [FN47] Given that
the risk of criminal sanctions "hovers over each content provider, like the
proverbial sword of Damocles," [FN48] the District Court correctly refused to rely on
unproven future technology to save the statute. The Government thus failed to prove that
the proffered defense would significantly reduce the heavy burden on adult speech produced
by the prohibition on offensive displays.
FN47. Thus, ironically, this defense may significantly protect commercial purveyors of
obscene postings while providing little (or no) benefit for transmitters of indecent
messages that have significant social or artistic value.
FN48. 929 F.Supp., at 855-856.
We agree with the District Court's conclusion that the CDA places an unacceptably heavy
burden on protected speech, and that the defenses do not constitute the sort of
"narrow tailoring" that will save an otherwise patently invalid unconstitutional
provision. In Sable, 492 U.S., at 127, 109 S.Ct., at 2837, we remarked that the speech
restriction at issue there amounted to " 'burn[ing] the house to roast the pig.'
" The CDA, casting a far darker shadow over free speech, threatens to torch a large
segment of the Internet community.
X
[7] At oral argument, the Government relied heavily on its ultimate fall- back position:
If this Court should conclude that the CDA is insufficiently tailored, it urged, we should
save the statute's constitutionality by honoring the severability clause, see 47 U.S.C. §
608, and construing nonseverable terms narrowly. In only one respect is this argument
acceptable.
A severability clause requires textual provisions that can be severed. We will follow §
608's guidance by leaving constitutional textual elements of the statute intact in the one
place where they are, in fact, severable. The "indecency" provision, 47 U.S.C.A.
§ 223(a) (Supp.1997), applies to "any comment, request, suggestion, proposal, image,
or other communication which is obscene or indecent." (Emphasis added.) Appellees do
not challenge the application of the statute to obscene speech, which, they acknowledge,
can be banned totally because it enjoys no First Amendment protection. See Miller, 413
U.S., at 18, 93 S.Ct., at 2611-2612. As set forth by the statute, the restriction of
"obscene" material enjoys a textual manifestation separate from that for
"indecent" material, which we have held unconstitutional. Therefore, we will
sever the term "or indecent" from the statute, leaving the rest of § 223(a)
standing. In no other respect, however, can § 223(a) or § 223(d) be saved by such a
textual surgery.
The Government also draws on an additional, less traditional aspect of the CDA's
severability clause, 47 U.S.C., § 608, which asks any reviewing court that holds the
statute facially unconstitutional not to invalidate the CDA in application to "other
persons or circumstances" that might be constitutionally permissible. It further
invokes this Court's admonition that, absent "countervailing considerations," a
statute should "be declared invalid to the extent it reaches too far, but otherwise
left intact." Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 503-504, 105 S.Ct.
2794, 2801-2802, 86 L.Ed.2d 394 (1985). There are two flaws in this argument.
[8] First, the statute that grants our jurisdiction for this expedited review, 47 U.S.C.A.
§ 561 (Supp.1997), limits that jurisdictional grant to actions challenging the CDA
"on its face." Consistent with § 561, the plaintiffs who brought this suit and
the three-judge panel that decided it treated it as a facial challenge. We have no
authority, in this particular posture, to convert this litigation into an
"as-applied" challenge. Nor, given the vast array of plaintiffs, the range of
their expressive activities, and the vagueness of the statute, would it be practicable to
limit our holding to a judicially defined set of specific applications.
[9] Second, one of the "countervailing considerations" mentioned in Brockett is
present here. In considering a facial challenge, this Court may impose a limiting
construction on a statute only if it is "readily susceptible" to such a
construction. Virginia v. American Bookseller's Assn., Inc., 484 U.S. 383, 397, 108 S.Ct.
636, 645, 98 L.Ed.2d 782 (1988). See also Erznoznik, v. Jacksonville, 422 U.S. 205, 216,
95 S.Ct. 2268, 2276, 45 L.Ed.2d 125 (1975) ("readily subject" to narrowing
construction). The open- ended character of the CDA provides no guidance what ever for
limiting its coverage.
This case is therefore unlike those in which we have construed a statute narrowly because
the text or other source of congressional intent identified a clear line that this Court
could draw. Cf., e.g., Brockett, 472 U.S., at 504-505, 105 S.Ct., at 2802 (invalidating
obscenity statute only to the extent that word "lust" was actually or
effectively excised from statute); United States v. Grace, 461 U.S. 171, 180-183, 103
S.Ct. 1702, 1708-1710, 75 L.Ed.2d 736 (1983) (invalidating federal statute banning
expressive displays only insofar as it extended to public sidewalks when clear line could
be drawn between sidewalks and other grounds that comported with congressional purpose of
protecting the building, grounds, and people therein). Rather, our decision in United
States v. National Treasury Employees Union, 513 U.S. 454, 479, n. 26, 115 S.Ct. 1003,
1019, n. 26, 130 L.Ed.2d 964 (1995), is applicable. In that case, we declined to
"dra[w] one or more lines between categories of speech covered by an overly broad
statute, when Congress has sent inconsistent signals as to where the new line or lines
should be drawn" because doing so "involves a far more serious invasion of the
legislative domain." [FN49] This Court "will not rewrite a ... law to conform it
to constitutional requirements." American Booksellers, 484 U.S., at 397, 108 S.Ct.,
at 645. [FN50]
FN49. As this Court long ago explained, "It would certainly be dangerous if the
Legislature could set a net large enough to catch all possible offenders and leave it to
the courts to step inside and say who could be rightfully be detained and who should be
set at large. This would, to some extent, substitute the judicial for the legislative
department of the government." United States v. Reese, 92 U.S. 214, 221, 23 L.Ed. 563
(1875). In part because of these separation of powers concerns, we have held that a
severability clause is "an aid merely; not an inexorable command." Dorchy v.
Kansas, 264 U.S. 286, 290, 44 S.Ct. 323, 325, 68 L.Ed. 686 (1924).
FN50. See also Osborne v. Ohio, 495 U.S. 103, 121, 110 S.Ct. 1691, 1702-1703, 109 L.Ed.2d
98 (1990) (judicial rewriting of statutes would derogate Congress's "incentive to
draft a narrowly tailored law in the first place").
XI
In this Court, though not in the District Court, the Government asserts that-- in addition
to its interest in protecting children--its "[e]qually significant" interest in
fostering the growth of the Internet provides an independent basis for upholding the
constitutionality of the CDA. Brief for Appellants 19. The Government apparently assumes
that the unregulated availability of "indecent" and "patently
offensive" material on the Internet is driving countless citizens away from the
medium because of the risk of exposing themselves or their children to harmful material.
We find this argument singularly unpersuasive. The dramatic expansion of this new
marketplace of ideas contradicts the factual basis of this contention. The record
demonstrates that the growth of the Internet has been and continues to be phenomenal. As a
matter of constitutional tradition, in the absence of evidence to the contrary, we presume
that governmental regulation of the content of speech is more likely to interfere with the
free exchange of ideas than to encourage it. The interest in encouraging freedom of
expression in a democratic society outweighs any theoretical but unproven benefit of
censorship.
For the foregoing reasons, the judgment of the district court is affirmed.
It is so ordered.
Justice O'CONNOR, with whom THE CHIEF JUSTICE joins, concurring in the judgment in part
and dissenting in part.
I write separately to explain why I view the Communications Decency Act of 1996(CDA) as
little more than an attempt by Congress to create "adult zones" on the Internet.
Our precedent indicates that the creation of such zones can be constitutionally sound.
Despite the soundness of its purpose, however, portions of the CDA are unconstitutional
because they stray from the blueprint our prior cases have developed for constructing a
"zoning law" that passes constitutional muster.
Appellees bring a facial challenge to three provisions of the CDA. The first, which the
Court describes as the "indecency transmission" provision, makes it a crime to
knowingly transmit an obscene or indecent message or image to a person the sender knows is
under 18 years old. 47 U.S.C.A. § 223(a)(1)(B) (May 1996 Supp.). What the Court
classifies as a single " 'patently offensive display' " provision, see ante, at
2338, is in reality two separate provisions. The first of these makes it a crime to
knowingly send a patently offensive message or image to a specific person under the age of
18 ("specific person" provision). § 223(d)(1)(A). The second criminalizes the
display of patently offensive messages or images "in a[ny] manner available" to
minors ("display" provision). § 223(d)(1)(B). None of these provisions purports
to keep indecent (or patently offensive) material away from adults, who have a First
Amendment right to obtain this speech. Sable Communications of Cal., Inc. v. FCC, 492 U.S.
115, 126, 109 S.Ct. 2829, 2836, 106 L.Ed.2d 93 (1989) ("Sexual expression which is
indecent but not obscene is protected by the First Amendment"). Thus, the undeniable
purpose of the CDA is to segregate indecent material on the Internet into certain areas
that minors cannot access. See S. Conf. Rep. No. 104-230, p. 189 (1996) (CDA imposes
"access restrictions ... to protect minors from exposure to indecent material").
The creation of "adult zones" is by no means a novel concept. States have long
denied minors access to certain establishments frequented by adults. [FN1] States have
also denied minors access to speech deemed to be "harmful to minors." [FN2] The
Court has previously sustained such zoning laws, but only if they respect the First
Amendment rights of adults and minors. That is to say, a zoning law is valid if (i) it
does not unduly restrict adult access to the material; and (ii) minors have no First
Amendment right to read or view the banned material. As applied to the Internet as it
exists in 1997, the "display" provision and some applications of the
"indecency transmission" and "specific person" provisions fail to
adhere to the first of these limiting principles by restricting adults' access to
protected materials in certain circumstances. Unlike the Court, however, I would
invalidate the provisions only in those circumstances.
FN1. See, e.g., Alaska Stat. Ann. § 11.66.300 (1996) (no minors in "adult
entertainment" places); Ariz.Rev.Stat. Ann. § 13-3556 (1989) (no minors in places
where people expose themselves); Ark.Code Ann. §§ 5-27-223, 5-27-224 (1993) (no minors
in poolrooms and bars); Colo.Rev.Stat. § 18-7-502(2) (1986) (no minors in places
displaying movies or shows that are "harmful to children"); Del.Code Ann., Tit.
11, § 1365(i)(2) (1995) (same); D.C.Code Ann. § 22- 2001(b)(1)(B) (1996) (same); Fla.
Stat. § 847.013(2) (1994) (same); Ga.Code Ann. § 16-12-103(b) (1996) (same);
Haw.Rev.Stat. § 712- 1215(1)(b) (1994) (no minors in movie houses or shows that are
"pornographic for minors"); Idaho Code § 18-1515(2) (1987) (no minors in places
displaying movies or shows that are "harmful to minors"); La.Rev.Stat. Ann. §
14:91.11(B) (West 1986) (no minors in places displaying movies that depict sex acts and
appeal to minors' prurient interest); Md. Ann.Code, Art. 27, § 416E (1996) (no minors in
establishments where certain enumerated acts are performed or portrayed);
Mich. Comp. Laws § 750.141 (1991) (no minors without an adult in
places where alcohol is sold); Minn.Stat. § 617.294 (1987 and Supp.1997) (no minors in
places displaying movies or shows that are "harmful to minors"); Miss.Code Ann.
§ 97-5-11 (1994) (no minors in poolrooms, billiard halls, or where alcohol is sold);
Mo.Rev.Stat. § 573.507 (1995) (no minors in adult cabarets); Neb.Rev.Stat. § 28-809
(1995) (no minors in places displaying movies or shows that are "harmful to
minors"); Nev.Rev.Stat. § 201.265(3) (1997) (same); N.H.Rev.Stat. Ann. §
571-B:2(II) (1986) (same); N.M. Stat. Ann. § 30-37-3 (1989) (same); N.Y. Penal Law §
235.21(2) (McKinney 1989) (same); N.D. Cent.Code § 12.1-27.1-03 (1985 and Supp.1995)
(same); 18 Pa. Cons.Stat. § 5903(a) (Supp.1997) (same); S.D. Comp. Laws Ann. § 22-24- 30
(1988) (same); Tenn.Code Ann. § 39-17-911(b) (1991) (same); Vt. Stat. Ann., Tit. 13, §
2802(b) (1974) (same); Va.Code Ann. § 18.2-391 (1996) (same).
FN2. See, e.g., Ala.Code § 13A-12-200.5 (1994); Ariz.Rev.Stat. Ann. § 13-3506 (1989);
Ark.Code Ann. 5-68-502 (1993); Cal.Penal Code Ann. § 313.1 (West Supp.1997);
Colo.Rev.Stat. § 18-7-502(1) (1986); Conn. Gen.Stat. § 53a-196 (1994); Del.Code Ann.,
Tit. 11, § 1365(i)(1) (1995); D.C.Code Ann. § 22-2001(b)(1)(A) (1996);
Fla. Stat. § 847.012 (1994); Ga.Code Ann. § 16-12-103(a) (1996); Haw.Rev.Stat. §
712-1215(1) (1994); Idaho Code § 18- 1515(1) (1987); Ill. Comp. Stat., ch. 720, §
5/11-21 (1993); Ind.Code § 35-49-3-3(1) (Supp.1996); Iowa Code § 728.2 (1993); Kan.
Stat. Ann. § 21-4301c(a)(2) (1988); La.Rev.Stat. Ann. § 14:91.11(B) (West 1986); Md.
Ann.Code, Art. 27, § 416B (1996); Mass. Gen. Laws, ch. 272, § 28 (1992); Minn.Stat. §
617.293 (1987 and Supp.1997); Miss.Code Ann. § 97-5-11 (1994); Mo.Rev.Stat. § 573.040
(1995); Mont.Code Ann. § 45-8-206 (1995); Neb.Rev.Stat. § 28-808 (1995); Nev.Rev.Stat.
§§ 201.265(1), (2) (1997); N.H.Rev.Stat. Ann. § 571-B:2(I) (1986); N.M. Stat. Ann. §
30-37-2 (1989); N.Y. Penal Law § 235.21(1) (McKinney 1989); N.C. Gen.Stat. §
14-190.15(a) (1993); N.D. Cent.Code § 12.1-27.1-03 (1985 and Supp.1995); Ohio Rev.Code
Ann. § 2907.31(A)(1) (Supp.1997); Okla. Stat., Tit. 21, § 1040.76(2) (Supp.1997); 18 Pa.
Cons.Stat. § 5903(c) (Supp.1997); R.I. Gen. Laws § 11-31-10(a) (1996); S.C.Code Ann. §
16-15-385(A) (Supp.1996); S.D. Comp. Laws Ann. § 22-24-28 (1988); Tenn.Code Ann. §
39-17-911(a) (1991); Tex Penal Code Ann. § 43.24(b) (1994); Utah Code Ann. §
76-10-1206(2) (1995); Vt. Stat. Ann., Tit. 13, § 2802(a) (1974);
Va.Code Ann. § 18.2-391 (1996); Wash. Rev.Code § 9.68.060 (1988 and Supp.1997); Wis.
Stat. § 948.11(2) (Supp.1995).
I
Our cases make clear that a "zoning" law is valid only if adults are still able
to obtain the regulated speech. If they cannot, the law does more than simply keep
children away from speech they have no right to obtain--it interferes with the rights of
adults to obtain constitutionally protected speech and effectively "reduce[s] the
adult population ... to reading only what is fit for children." Butler v. Michigan,
352 U.S. 380, 383, 77 S.Ct. 524, 526, 1 L.Ed.2d 412 (1957). The First Amendment does not
tolerate such interference. See id., at 383, 77 S.Ct., at 526 (striking down a Michigan
criminal law banning sale of books--to minors or adults--that contained words or pictures
that " 'tende[d] to ... corrup[t] the morals of youth' "); Sable Communications,
supra (invalidating federal law that made it a crime to transmit indecent, but nonobscene,
commercial telephone messages to minors and adults); Bolger v. Youngs Drug Products Corp.,
463 U.S. 60, 74, 103 S.Ct. 2875, 2884, 77 L.Ed.2d 469 (1983) (striking down a federal law
prohibiting the mailing of unsolicited advertisements for contraceptives). If the law does
not unduly restrict adults' access to constitutionally protected speech, however, it may
be valid. In Ginsberg v. New York, 390 U.S. 629, 634, 88 S.Ct. 1274, 1277-1278, 20 L.Ed.2d
195 (1968), for example, the Court sustained a New York law that barred store owners from
selling pornographic magazines to minors in part because adults could still buy those
magazines.
The Court in Ginsberg concluded that the New York law created a constitutionally adequate
adult zone simply because, on its face, it denied access only to minors. The Court did not
question--and therefore necessarily assumed--that an adult zone, once created, would
succeed in preserving adults' access while denying minors' access to the regulated speech.
Before today, there was no reason to question this assumption, for the Court has
previously only considered laws that operated in the physical world, a world that with two
characteristics that make it possible to create "adult zones": geography and
identity. See Lessig, Reading the Constitution in Cyberspace, 45 Emory L.J. 869, 886
(1996). A minor can see an adult dance show only if he enters an establishment that
provides such entertainment. And should he attempt to do so, the minor will not be able to
conceal completely his identity (or, consequently, his age). Thus, the twin
characteristics of geography and identity enable the establishment's proprietor to prevent
children from entering the establishment, but to let adults inside.
The electronic world is fundamentally different. Because it is no more than the
interconnection of electronic pathways, cyberspace allows speakers and listeners to mask
their identities. Cyberspace undeniably reflects some form of geography; chat rooms and
Web sites, for example, exist at fixed "locations" on the Internet. Since users
can transmit and receive messages on the Internet without revealing anything about their
identities or ages, see Lessig, supra, at 901, however, it is not currently possible to
exclude persons from accessing certain messages on the basis of their identity.
Cyberspace differs from the physical world in another basic way: Cyberspace is malleable.
Thus, it is possible to construct barriers in cyberspace and use them to screen for
identity, making cyberspace more like the physical world and, consequently, more amenable
to zoning laws. This transformation of cyberspace is already underway. Lessig, supra, at
888- 889. Id., at 887 (cyberspace "is moving ... from a relatively unzoned place to a
universe that is extraordinarily well zoned"). Internet speakers (users who post
material on the Internet) have begun to zone cyberspace itself through the use of
"gateway" technology. Such technology requires Internet users to enter
information about themselves--perhaps an adult identification number or a credit card
number--before they can access certain areas of cyberspace, 929 F.Supp. 824, 845
(E.D.Pa.1996), much like a bouncer checks a person's driver's license before admitting him
to a nightclub. Internet users who access information have not attempted to zone
cyberspace itself, but have tried to limit their own power to access information in
cyberspace, much as a parent controls what her children watch on television by installing
a lock box. This user-based zoning is accomplished through the use of screening software
(such as Cyber Patrol or SurfWatch) or browsers with screening capabilities, both of which
search addresses and text for keywords that are associated with "adult" sites
and, if the user wishes, blocks access to such sites. Id., at 839-842. The Platform for
Internet Content Selection (PICS) project is designed to facilitate user-based zoning by
encouraging Internet speakers to rate the content of their speech using codes recognized
by all screening programs. Id., at 838-839.
Despite this progress, the transformation of cyberspace is not complete. Although gateway
technology has been available on the World Wide Web for some time now, id., at 845; Shea
v. Reno, 930 F.Supp. 916, 933-934 (S.D.N.Y.1996), it is not available to all Web speakers,
929 F.Supp., at 845-846, and is just now becoming technologically feasible for chat rooms
and USENET newsgroups, Brief for Federal Parties 37-38. Gateway technology is not
ubiquitous in cyberspace, and because without it "there is no means of age
verification," cyberspace still remains largely unzoned--and unzoneable. 929 F.Supp.,
at 846; Shea, supra, at 934. User-based zoning is also in its infancy. For it to be
effective, (i) an agreed-upon code (or "tag") would have to exist; (ii)
screening software or browsers with screening capabilities would have to be able to
recognize the "tag"; and (iii) those programs would have to be widely
available--and widely used--by Internet users. At present, none of these conditions is
true. Screening software "is not in wide use today" and "only a handful of
browsers have screening capabilities." Shea, supra, at 945-946. There is, moreover,
no agreed-upon "tag" for those programs to recognize. 929 F.Supp., at 848; Shea,
supra, at 945.
Although the prospects for the eventual zoning of the Internet appear promising, I agree
with the Court that we must evaluate the constitutionality of the CDA as it applies to the
Internet as it exists today. Ante, at 2349. Given the present state of cyberspace, I agree
with the Court that the "display" provision cannot pass muster. Until gateway
technology is available throughout cyberspace, and it is not in 1997, a speaker cannot be
reasonably assured that the speech he displays will reach only adults because it is
impossible to confine speech to an "adult zone." Thus, the only way for a
speaker to avoid liability under the CDA is to refrain completely from using indecent
speech. But this forced silence impinges on the First Amendment right of adults to make
and obtain this speech and, for all intents and purposes, "reduce[s] the adult
population [on the Internet] to reading only what is fit for children." Butler, 352
U.S., at 383, 77 S.Ct., at 526. As a result, the "display" provision cannot
withstand scrutiny. Accord, Sable Communications, 492 U.S., at 126-131, 109 S.Ct., at
2836-2839; Bolger v. Youngs Drug Products Corp., 463 U.S., at 73-75, 103 S.Ct., at
2883-2885.
The "indecency transmission" and "specific person" provisions present
a closer issue, for they are not unconstitutional in all of their applications. As
discussed above, the "indecency transmission" provision makes it a crime to
transmit knowingly an indecent message to a person the sender knows is under 18 years of
age. 47 U.S.C.A. § 223(a)(1)(B) (May 1996 Supp.). The "specific person"
provision proscribes the same conduct, although it does not as explicitly require the
sender to know that the intended recipient of his indecent message is a minor. §
223(d)(1)(A). Appellant urges the Court to construe the provision to impose such a
knowledge requirement, see Brief for Federal Parties 25-27, and I would do so. See Edward
J. DeBartolo Corp. v. Florida Gulf Coast Building & Constr. Trades Council, 485 U.S.
568, 575, 108 S.Ct. 1392, 1397, 99 L.Ed.2d 645 (1988) ("[W]here an otherwise
acceptable construction of a statute would raise serious constitutional problems, the
Court will construe the statute to avoid such problems unless such construction is plainly
contrary to the intent of Congress").
So construed, both provisions are constitutional as applied to a conversation involving
only an adult and one or more minors--e.g., when an adult speaker sends an e-mail knowing
the addressee is a minor, or when an adult and minor converse by themselves or with other
minors in a chat room. In this context, these provisions are no different from the law we
sustained in Ginsberg. Restricting what the adult may say to the minors in no way
restricts the adult's ability to communicate with other adults. He is not prevented from
speaking indecently to other adults in a chat room (because there are no other adults
participating in the conversation) and he remains free to send indecent e-mails to other
adults. The relevant universe contains only one adult, and the adult in that universe has
the power to refrain from using indecent speech and consequently to keep all such speech
within the room in an "adult" zone.
The analogy to Ginsberg breaks down, however, when more than one adult is a party to the
conversation. If a minor enters a chat room otherwise occupied by adults, the CDA
effectively requires the adults in the room to stop using indecent speech. If they did
not, they could be prosecuted under the "indecency transmission" and
"specific person" provisions for any indecent statements they make to the group,
since they would be transmitting an indecent message to specific persons, one of whom is a
minor. Accord, ante, at 2347. The CDA is therefore akin to a law that makes it a crime for
a bookstore owner to sell pornographic magazines to anyone once a minor enters his store.
Even assuming such a law might be constitutional in the physical world as a reasonable
alternative to excluding minors completely from the store, the absence of any means of
excluding minors from chat rooms in cyberspace restricts the rights of adults to engage in
indecent speech in those rooms. The "indecency transmission" and "specific
person" provisions share this defect.
But these two provisions do not infringe on adults' speech in all situations. And as
discussed below, I do not find that the provisions are overbroad in the sense that they
restrict minors' access to a substantial amount of speech that minors have the right to
read and view. Accordingly, the CDA can be applied constitutionally in some situations.
Normally, this fact would require the Court to reject a direct facial challenge. United
States v. Salerno, 481 U.S. 739, 745, 107 S.Ct. 2095, 2100, 95 L.Ed.2d 697 (1987) ("A
facial challenge to a legislative Act [succeeds only if] the challenger ... establish[es]
that no set of circumstances exists under which the Act would be valid"). Appellees'
claim arises under the First Amendment, however, and they argue that the CDA is facially
invalid because it is "substantially overbroad"--that is, it "sweeps too
broadly ... [and] penaliz[es] a substantial amount of speech that is constitutionally
protected," Forsyth County v. Nationalist Movement, 505 U.S. 123, 130, 112 S.Ct.
2395, 2401, 120 L.Ed.2d 101 (1992). See Brief for Appellees American Library Association
et al. 48; Brief for Appellees American Civil Liberties Union et al. 39-41. I agree with
the Court that the provisions are overbroad in that they cover any and all communications
between adults and minors, regardless of how many adults might be part of the audience to
the communication.
This conclusion does not end the matter, however. Where, as here, "the parties
challenging the statute are those who desire to engage in protected speech that the
overbroad statute purports to punish ... [t]he statute may forthwith be declared invalid
to the extent that it reaches too far, but otherwise left intact." Brockett v.
Spokane Arcades, Inc., 472 U.S. 491, 504, 105 S.Ct. 2794, 2802, 86 L.Ed.2d 394 (1985).
There is no question that Congress intended to prohibit certain communications between one
adult and one or more minors. See 47 U.S.C.A. § 223(a)(1)(B) (May 1996 Supp.) (punishing
"[w]hoever ... initiates the transmission of [any indecent communication] knowingly
that the recipient of the communication is under 18 years of age"); § 223(d)(1)(A)
(punishing "[w]hoever ... send[s] to a specific person or persons under 18 years of
age [a patently offensive message]"). There is also no question that Congress would
have enacted a narrower version of these provisions had it known a broader version would
be declared unconstitutional. 47 U.S.C. § 608 ("If ... the application [of any
provision of the CDA] to any person or circumstance is held invalid, ... the application
of such provision to other persons or circumstances shall not be affected thereby").
I would therefore sustain the "indecency transmission" and "specific
person" provisions to the extent they apply to the transmission of Internet
communications where the party initiating the communication knows that all of the
recipients are minors.
II
Whether the CDA substantially interferes with the First Amendment rights of minors, and
thereby runs afoul of the second characteristic of valid zoning laws, presents a closer
question. In Ginsberg, the New York law we sustained prohibited the sale to minors of
magazines that were "harmful to minors." Under that law, a magazine was
"harmful to minors" only if it was obscene as to minors. 390 U.S., at 632-633,
88 S.Ct., at 1276-1277. Noting that obscene speech is not protected by the First
Amendment, Roth v. United States, 354 U.S. 476, 485, 77 S.Ct. 1304, 1309, 1 L.Ed.2d 1498
(1957), and that New York was constitutionally free to adjust the definition of obscenity
for minors, 390 U.S., at 638, 88 S.Ct., at 1279-1280, the Court concluded that the law did
not "invad[e] the area of freedom of expression constitutionally secured to
minors." Id., at 637, 88 S.Ct., at 1279. New York therefore did not infringe upon the
First Amendment rights of minors. Cf. Erznoznik v. Jacksonville, 422 U.S. 205, 213, 95
S.Ct. 2268, 2274-2275, 45 L.Ed.2d 125 (1975) (striking down city ordinance that banned
nudity that was not "obscene even as to minors").
The Court neither "accept[s] nor reject[s]" the argument that the CDA is
facially overbroad because it substantially interferes with the First Amendment rights of
minors. Ante, at 2348. I would reject it. Ginsberg established that minors may
constitutionally be denied access to material that is obscene as to minors. As Ginsberg
explained, material is obscene as to minors if it (i) is "patently offensive to
prevailing standards in the adult community as a whole with respect to what is suitable
... for minors"; (ii) appeals to the prurient interest of minors; and (iii) is
"utterly without redeeming social importance for minors." 390 U.S., at 633, 88
S.Ct., at 1276. Because the CDA denies minors the right to obtain material that is
"patently offensive"--even if it has some redeeming value for minors and even if
it does not appeal to their prurient interests--Congress' rejection of the Ginsberg
"harmful to minors" standard means that the CDA could ban some speech that is
"indecent" (i.e., "patently offensive") but that is not obscene as to
minors.
I do not deny this possibility, but to prevail in a facial challenge, it is not enough for
a plaintiff to show "some" overbreadth. Our cases require a proof of
"real" and "substantial" overbreadth, Broadrick v. Oklahoma, 413 U.S.
601, 615, 93 S.Ct. 2908, 2917-2918, 37 L.Ed.2d 830 (1973), and appellees have not carried
their burden in this case. In my view, the universe of speech constitutionally protected
as to minors but banned by the CDA--i.e., the universe of material that is "patently
offensive," but which nonetheless has some redeeming value for minors or does not
appeal to their prurient interest-- is a very small one. Appellees cite no examples of
speech falling within this universe and do not attempt to explain why that universe is
substantial "in relation to the statute's plainly legitimate sweep." Ibid. That
the CDA might deny minors the right to obtain material that has some "value,"
see ante, at 2347-2348, is largely beside the point. While discussions about prison rape
or nude art, see ibid., may have some redeeming education value for adults, they do not
necessarily have any such value for minors, and under Ginsberg, minors only have a First
Amendment right to obtain patently offensive material that has "redeeming social
importance for minors," 390 U.S., at 633, 88 S.Ct., at 1276 (emphasis added). There
is also no evidence in the record to support the contention that "many [e]-mail
transmissions from an adult to a minor are conversations between family members,"
ante, at 2341, n. 32, and no support for the legal proposition that such speech is
absolutely immune from regulation. Accordingly, in my view, the CDA does not burden a
substantial amount of minors' constitutionally protected speech.
Thus, the constitutionality of the CDA as a zoning law hinges on the extent to which it
substantially interferes with the First Amendment rights of adults. Because the rights of
adults are infringed only by the "display" provision and by the "indecency
transmission" and "specific person" provisions as applied to communications
involving more than one adult, I would invalidate the CDA only to that extent. Insofar as
the "indecency transmission" and "specific person" provisions prohibit
the use of indecent speech in communications between an adult and one or more minors,
however, they can and should be sustained. The Court reaches a contrary conclusion, and
from that holding that I respectfully dissent.
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