FLORIDA BAR v. WENT FOR IT, INC.,
FLORIDA BAR, Petitioner
v.
WENT FOR IT, INC., and John T. Blakely.
No. 94-226.
Supreme Court of the United States
Argued Jan. 11, 1995.
Decided June 21, 1995.
Justice O'CONNOR delivered the opinion of the Court.
Rules of the Florida Bar prohibit personal injury lawyers from sending
targeted direct-mail solicitations to victims and their relatives for 30 days following an
accident or disaster. This case asks us to consider whether such rules violate the First
and Fourteenth Amendments of the Constitution. We hold that in the circumstances presented
here, they do not.
I
In 1989, the Florida Bar completed a 2-year study of the effects of lawyer advertising on
public opinion. After conducting hearings, commissioning surveys, and reviewing extensive
public commentary, the Bar determined that several changes to its advertising rules were
in order. In late 1990, the Florida Supreme Court adopted the Bar's proposed amendments
with some modifications. The Florida Bar: Petition to Amend the Rules Regulating the
Florida Bar--Advertising Issues, 571 So.2d 451 (Fla.1990). Two of these amendments are at
issue in this case. Rule 4-7.4(b)(1) provides that "[a] lawyer shall not send, or
knowingly permit to be sent, ... a written communication to a prospective client for the
purpose of obtaining professional employment if: (A) the written communication concerns an
action for personal injury or wrongful death or otherwise relates to an accident or
disaster involving the person to whom the communication is addressed or a relative of that
person, unless the accident or disaster occurred more than 30 days prior to the mailing of
the communication." Rule 4-7.8(a) states that "[a] lawyer shall not accept
referrals from a lawyer referral service unless the service: (1) engages in no
communication with the public and in no direct contact with prospective clients in a
manner that would violate the Rules of Professional Conduct if the communication or
contact were made by the lawyer." Together, these rules create a brief 30-day
blackout period after an accident during which lawyers may not, directly or indirectly,
single out accident victims or their relatives in order to solicit their business.
In March 1992, G. Stewart McHenry and his wholly owned lawyer referral service, Went For
It, Inc., filed this action for declaratory and injunctive relief in the United States
District Court for the Middle District of Florida challenging Rules 4.7-4(b)(1) and 4.7-8
as violative of the First and Fourteenth Amendments to the Constitution. McHenry alleged
that he routinely sent targeted solicitations to accident victims or their survivors
within 30 days after accidents and that he wished to continue doing so in the future. Went
For It, Inc. represented that it wished to contact accident victims or their survivors
within 30 days of accidents and to refer potential clients to participating Florida
lawyers. In October 1992, McHenry was disbarred for reasons unrelated to this suit, The
Florida Bar v. McHenry, 605 So.2d 459 (Fla.1992). Another Florida lawyer, John T. Blakely,
was substituted in his stead.
The District Court referred the parties' competing summary judgment motions to a
Magistrate Judge, who concluded that the Florida Bar had substantial government interests,
predicated on a concern for professionalism, both in protecting the personal privacy and
tranquility of recent accident victims and their relatives and in ensuring that these
individuals do not fall prey to undue influence or overreaching. Citing the Florida Bar's
extensive study, the Magistrate Judge found that the rules directly serve those interests
and sweep no further than reasonably necessary. The Magistrate recommended that the
District Court grant the Florida Bar's motion for summary judgment on the ground that the
rules pass constitutional muster.
The District Court rejected the Magistrate Judge's report and recommendations and entered
summary judgment for the plaintiffs, 808 F.Supp. 1543 (MD Fla.1992), relying on Bates v.
State Bar of Arizona, 433 U.S. 350, 75 97 S.Ct. 2691, 53 L.Ed.2d 810 (1977), and
subsequent cases. The Eleventh Circuit affirmed on similar grounds, 21 F.3d 1038 (1994).
The panel noted, in its conclusion, that it was "disturbed that Bates and its progeny
require the decision" that it reached, 21 F.3d, at 1045. We granted certiorari, 512
U.S. ----, 115 S.Ct. 42, 129 L.Ed.2d 937 (1994), and now reverse.
II
A
Constitutional protection for attorney advertising, and for commercial speech generally,
is of recent vintage. Until the mid-1970s, we adhered to the broad rule laid out in
Valentine v. Chrestensen, 316 U.S. 52, 54, 62 S.Ct. 920, 921, 86 L.Ed. 1262 (1942), that,
while the First Amendment guards against government restriction of speech in most
contexts, "the Constitution imposes no such restraint on government as respects
purely commercial advertising." In 1976, the Court changed course. In Virginia State
Bd. of Pharmacy v. Virginia Citizens Consumer Council, Inc., 425 U.S. 748, 96 S.Ct. 1817,
48 L.Ed.2d 346, we invalidated a state statute barring pharmacists from advertising
prescription drug prices. At issue was speech that involved the idea that "I will
sell you the X prescription drug at the Y price." Id., at 761, 96 S.Ct., at 1825.
Striking the ban as unconstitutional, we rejected the argument that such speech "is
so removed from 'any exposition of ideas,' and from 'truth, science, morality, and arts in
general, in its diffusion of liberal sentiments on the administration of Government,' that
it lacks all protection." Id., at 762, 96 S.Ct., at 1826 (citations omitted).
In Virginia State Board, the Court limited its holding to advertising by pharmacists,
noting that "[p]hysicians and lawyers ... do not dispense standardized products; they
render professional services of almost infinite variety and nature, with the consequent
enhanced possibility for confusion and deception if they were to undertake certain kinds
of advertising." Id., at 773, n. 25, 96 S.Ct., at 1831 n. 25. One year later,
however, the Court applied the Virginia State Board principles to invalidate a state rule
prohibiting lawyers from advertising in newspapers and other media. In Bates v. State Bar
of Arizona, supra, the Court struck a ban on price advertising for what it deemed
"routine" legal services: "the uncontested divorce, the simple adoption,
the uncontested personal bankruptcy, the change of name, and the like." Id., 433
U.S., at 372, 97 S.Ct., at 2703. Expressing confidence that legal advertising would only
be practicable for such simple, standardized services, the Court rejected the State's
proffered justifications for regulation.
Nearly two decades of cases have built upon the foundation laid by Bates. It is now well
established that lawyer advertising is commercial speech and, as such, is accorded a
measure of First Amendment protection. See, e.g., Shapero v. Kentucky Bar Assn., 486 U.S.
466, 472, 108 S.Ct. 1916, 1921, 100 L.Ed.2d 475 (1988); Zauderer v. Office of Disciplinary
Counsel of Supreme Court of Ohio, 471 U.S. 626, 637, 105 S.Ct. 2265, 2274, 85 L.Ed.2d 652
(1985); In re R.M.J., 455 U.S. 191, 199, 102 S.Ct. 929, 935, 71 L.Ed.2d 64 (1982). Such
First Amendment protection, of course, is not absolute. We have always been careful to
distinguish commercial speech from speech at the First Amendment's core. "
'[C]ommercial speech [enjoys] a limited measure of protection, commensurate with its
subordinate position in the scale of First Amendment values,' and is subject to 'modes of
regulation that might be impermissible in the realm of noncommercial expression.' "
Board of Trustees of State University of N.Y. v. Fox, 492 U.S. 469, 477, 109 S.Ct. 3028,
3033, 106 L.Ed.2d 388 (1989), quoting Ohralik v. Ohio State Bar Assn., 436 U.S. 447, 456,
98 S.Ct. 1912, 56 L.Ed.2d 444 (1978). We have observed that " '[t]o require a parity
of constitutional protection for commercial and noncommercial speech alike could invite
dilution, simply by a leveling process, of the force of the Amendment's guarantee with
respect to the latter kind of speech.' " 492 U.S., at 481, 109 S.Ct., at 3035,
quoting Ohralik, supra, 436 U.S., at 456, 98 S.Ct., at 1918.
Mindful of these concerns, we engage in
"intermediate" scrutiny of restrictions on commercial speech, analyzing them 76
under the framework set forth in Central Hudson Gas & Electric Corp. v. Public Service
Comm'n of N.Y., 447 U.S. 557, 100 S.Ct. 2343, 65 L.Ed.2d 341 (1980). Under Central Hudson,
the government may freely regulate commercial speech that concerns unlawful activity or is
misleading. Id., at 563-564, 100 S.Ct., at 2350. Commercial speech that falls into neither
of those categories, like the advertising at issue here, may be regulated if the
government satisfies a test consisting of three related prongs: first, the government must
assert a substantial interest in support of its regulation; second, the government must
demonstrate that the restriction on commercial speech directly and materially advances
that interest; and third, the regulation must be " 'narrowly drawn,' " id., at
564-565, 100 S.Ct., at 2350-51.
B
"Unlike rational basis review, the Central Hudson standard does not permit us to
supplant the precise interests put forward by the State with other suppositions,"
Edenfield v. Fane, 507 U.S. 761, ----, 113 S.Ct. 1792, 1798, 123 L.Ed.2d 543 (1993). The
Florida Bar asserts that it has a substantial interest in protecting the privacy and
tranquility of personal injury victims and their loved ones against intrusive, unsolicited
contact by lawyers. See Brief for Petitioner 8, 25-27; 21 F.3d, at 1043-1044. [FN1] This
interest obviously factors into the Bar's paramount (and repeatedly professed) objective
of curbing activities that "negatively affec[t] the administration of justice."
The Florida Bar: Petition to Amend the Rules Regulating the Florida Bar--Advertising
Issues, 571 So.2d, at 455; see also Brief for Petitioner 7, 14, 24; 21 F.3d, at 1043
(describing Bar's effort "to preserve the integrity of the legal profession").
Because direct mail solicitations in the wake of accidents are perceived by the public as
intrusive, the Bar argues, the reputation of the legal profession in the eyes of
Floridians has suffered commensurately. See Pet. for Cert. 14-15; Brief for Petitioner
28-29. The regulation, then, is an effort to protect the flagging
reputations of Florida lawyers by preventing them from engaging in conduct that, the Bar
maintains, " 'is universally regarded as deplorable and beneath common decency
because of its intrusion upon the special vulnerability and private grief of victims or
their families.' " Brief for Petitioner 28, quoting In re Anis, 126 N.J. 448, 458,
599 A.2d 1265, 1270 (1992).
FN1. At prior stages of this litigation, the Bar asserted a different interest, in
addition to that urged now, in protecting people against undue influence and overreaching.
See 21 F.3d, at 1042-1043; cf. Shapero v. Kentucky Bar Assn., 486 U.S. 466, 474-476, 108
S.Ct. 1916, 1922-1923, 100 L.Ed.2d 475 (1988); Ohralik v. State Bar Assn., 436 U.S. 447,
462, 98 S.Ct. 1912, 1921-22, 56 L.Ed.2d 444 (1978). Because the Bar does not press this
interest before us, we do not consider it. Of course, our precedents do not require the
Bar to point to more than one interest in support of its 30-day restriction; a single
substantial interest is sufficient to satisfy Central Hudson's first prong. See Rubin v.
Coors Brewing Co., 514 U.S. ----, ----, 115 S.Ct. 1585, 1590-91, 131 L.Ed.2d 532 (deeming
only one of the government's proffered interests
"substantial").
We have little trouble crediting the Bar's interest as substantial. On various occasions
we have accepted the proposition that "States have a compelling interest in the
practice of professions within their boundaries, and ... as part of their power to protect
the public health, safety, and other valid interests they have broad power to establish
standards for licensing practitioners and regulating the practice of professions."
Goldfarb v. Virginia State Bar, 421 U.S. 773, 792, 95 S.Ct. 2004, 2016, 44 L.Ed.2d 572
(1975); see also Ohralik, supra, 436 U.S., at 460, 98 S.Ct., at 1920-1921; Cohen v.
Hurley, 366 U.S. 117, 124, 81 S.Ct. 954, 958-959, 6 L.Ed.2d 156 (1961). Our precedents
also leave no room for doubt that "the protection of potential clients' privacy is a
substantial state interest." See Edenfield, supra, 507 U.S., at ----, 113 S.Ct., at
1799. In other contexts, we have consistently recognized that "[t]he State's interest
in protecting the well-being, tranquility, and privacy of the home is certainly of the
highest order in a free and civilized society." Carey v. Brown, 447 U.S. 455, 471,
100 S.Ct. 2286, 2295-2296, 65 L.Ed.2d 263 (1980). Indeed, we have noted that "a
special benefit of the privacy all citizens enjoy within their own walls, which 77 the
State may legislate to protect, is an ability to avoid intrusions." Frisby v.
Schultz, 487 U.S. 474, 484-485, 108 S.Ct. 2495, 2502-2503, 101 L.Ed.2d 420 (1988).
Under Central Hudson's second prong, the State must demonstrate that the challenged
regulation "advances the Government's interest 'in a direct and material way.' "
Rubin v. Coors Brewing Co., 514 U.S. ----, ----, 115 S.Ct. 1585, 1588, 131 L.Ed.2d 532
(1995), quoting Edenfield, supra, 507 U.S., at ----, 113 S.Ct., at 1798. That burden, we
have explained, " 'is not satisfied by mere speculation and conjecture; rather, a
governmental body seeking to sustain a restriction on commercial speech must demonstrate
that the harms it recites are real and that its restriction will in fact alleviate them to
a material degree.' " 514 U.S., at ----, 115 S.Ct., at 1592, quoting Edenfield,
supra, 507 U.S., at ----, 113 S.Ct., at 1800. In Edenfield, the Court invalidated a
Florida ban on in-person solicitation by certified public accountants (CPAs). We observed
that the State Board of Accountancy had "present[ed] no studies that suggest personal
solicitation of prospective business clients by CPAs creates the dangers of fraud,
overreaching, or compromised independence that the Board claims to fear." Edenfield,
supra, at ----, 113 S.Ct., at 1800. Moreover, "[t]he record [did] not disclose any
anecdotal evidence, either from Florida or another State, that validate[d] the Board's
suppositions." Ibid. In fact, we concluded that the only evidence in the record
tended to "contradic[t] rather than strengthe[n] the Board's submissions." Id.,
at ----, 113 S.Ct., at 1801. Finding nothing in the record to substantiate the State's
allegations of harm, we invalidated the regulation.
The direct-mail solicitation regulation before us does not suffer from such infirmities.
The Florida Bar submitted a 106-page summary of its 2-year study of lawyer advertising and
solicitation to the District Court. That summary contains data--both statistical and
anecdotal--supporting the Bar's contentions that the Florida public views direct-mail
solicitations in the immediate wake of accidents as an intrusion on privacy that reflects
poorly upon the profession. As of June 1989, lawyers mailed 700,000 direct solicitations
in Florida annually, 40% of which were aimed at accident victims or their survivors.
Summary of the Record in No. 74,987 (Fla.) on Petition to Amend the Rules Regulating
Lawyer Advertising (hereinafter Summary of Record), App. H, p. 2. A survey of Florida
adults commissioned by the Bar indicated that Floridians "have negative feelings
about those attorneys who use direct mail advertising." Magid Associates, Attitudes
& Opinions Toward Direct Mail Advertising by Attorneys (Dec. 1987), Summary of Record,
App. C(4), p. 6. Fifty-four percent of the general population surveyed said that
contacting persons concerning accidents or similar events is a violation of privacy. Id.,
at 7. A random sampling of persons who received direct-mail advertising from lawyers in
1987 revealed that 45% believed that direct-mail solicitation is "designed to take
advantage of gullible or unstable people"; 34% found such tactics "annoying or
irritating"; 26% found it "an invasion of your privacy"; and 24% reported
that it "made you angry." Ibid. Significantly, 27% of direct-mail recipients
reported that their regard for the legal profession and for the judicial process as a
whole was "lower" as a result of receiving the direct mail. Ibid.
The anecdotal record mustered by the Bar is noteworthy for its breadth and detail. With
titles like "Scavenger Lawyers" (The Miami Herald, Sept. 29, 1987) and
"Solicitors Out of Bounds" (St. Petersburg Times, Oct. 26, 1987), newspaper
editorial pages in Florida have burgeoned with criticism of Florida lawyers who send
targeted direct mail to victims shortly after accidents. See Summary of Record, App. B,
pp. 1-8 (excerpts from articles); see also Peltz, Legal Advertising--Opening Pandora's
Box, 19 Stetson L.Rev. 43, 116 (1989) (listing Florida editorials critical of direct-mail
solicitation of accident victims in 1987, several of which are referenced in the record).
The study summary also includes page upon page of excerpts from complaints of direct-mail
recipients. For example, a Florida citizen described how he was " 'appalled and
angered by the brazen attempt' " of a law firm to solicit him by letter shortly after
he was 78 injured and his fiancee was killed in an auto accident. Summary of Record, App.
I(1), p. 2. Another found it " 'despicable and inexcusable' " that a Pensacola
lawyer wrote to his mother three days after his father's funeral. Ibid. Another described
how she was " 'astounded' " and then " 'very angry' " when she
received a solicitation following a minor accident. Id., at 3. Still another described as
" 'beyond comprehension' " a letter his nephew's family received the day of the
nephew's funeral. Ibid. One citizen wrote, " 'I consider the unsolicited contact from
you after my child's accident to be of the rankest form of ambulance chasing and in
incredibly poor taste.... I cannot begin to express with my limited vocabulary the utter
contempt in which I hold you and your kind.' " Ibid.
In light of this showing--which respondents at no time refuted, save by the conclusory
assertion that the rule lacked "any factual basis," Plaintiffs' Motion for
Summary Judgment and Supplementary Memorandum of Law in No. 92-370- Civ. (MD Fla.), p.
5--we conclude that the Bar has satisfied the second prong of the Central Hudson test. In
dissent, Justice KENNEDY complains that we have before us few indications of the sample
size or selection procedures employed by Magid Associates (a nationally renowned
consulting firm) and no copies of the actual surveys employed. See post, at 2384. As
stated, we believe the evidence adduced by the Bar is sufficient to meet the standard
elaborated in Edenfield, supra. In any event, we do not read our case law to require that
empirical data come to us accompanied by a surfeit of background information. Indeed, in
other First Amendment contexts, we have permitted litigants to justify speech restrictions
by reference to studies and anecdotes pertaining to different locales altogether, see City
of Renton v. Playtime Theatres, Inc., 475 U.S. 41, 50-51, 106 S.Ct. 925, 930-931, 89
L.Ed.2d 29 (1986); Barnes v. Glen Theatre, Inc., 501 U.S. 560, 584-585, 111 S.Ct. 2456,
2469-2470, 115 L.Ed.2d 504 (1991) (SOUTER, J., concurring in the judgment), or even, in a
case applying strict scrutiny, to justify restrictions based solely on history, consensus,
and "simple common sense," Burson v. Freeman, 504 U.S. 191, 211, 112 S.Ct. 1846,
1857-1858, 119 L.Ed.2d 5 (1992). Nothing in Edenfield, supra, a case in which the State
offered no evidence or anecdotes in support of its restriction, requires more. After
scouring the record, we are satisfied that the ban on direct- mail solicitation in the
immediate aftermath of accidents, unlike the rule at issue in Edenfield, targets a
concrete, nonspeculative harm.
In reaching a contrary conclusion, the Court of Appeals determined that this case was
governed squarely by Shapero v. Kentucky Bar Assn., 486 U.S. 466, 108 S.Ct. 1916, 100
L.Ed.2d 475 (1988). Making no mention of the Bar's study, the court concluded that "
'a targeted letter [does not] invade the recipient's privacy any more than does a
substantively identical letter mailed at large. The invasion, if any, occurs when the
lawyer discovers the recipient's legal affairs, not when he confronts the recipient with
the discovery.' " 21 F.3d, at 1044, quoting Shapero, supra, 486 U.S., at 476, 108
S.Ct., at 1923. In many cases, the Court of Appeals explained, "this invasion of
privacy will involve no more than reading the newspaper." 21 F.3d, at 1044.
While some of Shapero 's language might be read to support the Court of Appeals'
interpretation, Shapero differs in several fundamental respects from the case before us.
First and foremost, Shapero 's treatment of privacy was casual. Contrary to the dissent's
suggestions, post, at 2382, the State in Shapero did not seek to justify its regulation as
a measure undertaken to prevent lawyers' invasions of privacy interests. See generally
Brief for Respondent in Shapero v. Kentucky Bar Assn., O.T.1987, No. 87- 16. Rather, the
State focused exclusively on the special dangers of overreaching inhering in targeted
solicitations. Ibid. Second, in contrast to this case, Shapero dealt with a broad ban on
all direct-mail solicitations, whatever the time frame and whoever the recipient. Finally,
the State in Shapero assembled no evidence attempting to demonstrate any actual harm
caused by targeted direct mail. The Court rejected the State's effort to justify a
prophylactic ban on the basis of blanket, untested assertions of undue influence and 79
overreaching. 486 U.S., at 475, 108 S.Ct., at 1922-1923. Because the State did not make a
privacy-based argument at all, its empirical showing on that issue was similarly infirm.
We find the Court's perfunctory treatment of privacy in Shapero to be of little utility in
assessing this ban on targeted solicitation of victims in the immediate aftermath of
accidents. While it is undoubtedly true that many people find the image of lawyers sifting
through accident and police reports in pursuit of prospective clients unpalatable and
invasive, this case targets a different kind of intrusion. The Florida Bar has argued, and
the record reflects, that a principal purpose of the ban is "protecting the personal
privacy and tranquility of [Florida's] citizens from crass commercial intrusion by
attorneys upon their personal grief in times of trauma." Brief for Petitioner 8; cf.
Summary of Record, App. I(1) (citizen commentary describing outrage at lawyers' timing in
sending solicitation letters). The intrusion targeted by the Bar's regulation stems not
from the fact that a lawyer has learned about an accident or disaster (as the Court of
Appeals notes, in many instances a lawyer need only read the newspaper to glean this
information), but from the lawyer's confrontation of victims or relatives with such
information, while wounds are still open, in order to solicit their business. In this
respect, an untargeted letter mailed to society at large is different in kind from a
targeted solicitation; the untargeted letter involves no willful or knowing affront to or
invasion of the tranquility of bereaved or injured individuals and simply does not cause
the same kind of reputational harm to the profession unearthed by the Florida Bar's study.
Nor do we find Bolger v. Youngs Drug Products Corp., 463 U.S. 60, 103 S.Ct. 2875, 77
L.Ed.2d 469 (1983), dispositive of the issue, despite any superficial resemblance. In
Bolger, we rejected the Federal Government's paternalistic effort to ban potentially
"offensive" and "intrusive" direct-mail advertisements for
contraceptives. Minimizing the Government's allegations of harm, we reasoned that
"[r]ecipients of objectionable mailings ... may 'effectively avoid further
bombardment of their sensibilities simply by averting their eyes.' " Id., at 72, 103
S.Ct., at 2883, quoting Cohen v. California, 403 U.S. 15, 21, 91 S.Ct. 1780, 1786, 29
L.Ed.2d 284 (1971). We found that the " 'short, though regular, journey from mail box
to trash can ... is an acceptable burden, at least so far as the Constitution is
concerned.' " 463 U.S., at 72, 103 S.Ct., at 2883 (ellipses in original), quoting
Lamont v. Commissioner of Motor Vehicles, 269 F.Supp. 880, 883 (SDNY), summarily aff'd,
386 F.2d 449 (CA2 1967). Concluding that citizens have at their disposal ample means of
averting any substantial injury inhering in the delivery of objectionable contraceptive
material, we deemed the State's intercession unnecessary and unduly restrictive.
Here, in contrast, the harm targeted by the Florida Bar cannot be eliminated by a brief
journey to the trash can. The purpose of the 30-day targeted direct-mail ban is to
forestall the outrage and irritation with the state- licensed legal profession that the
practice of direct solicitation only days after accidents has engendered. The Bar is
concerned not with citizens' "offense" in the abstract, see post, at 2382-2383,
but with the demonstrable detrimental effects that such "offense" has on the
profession it regulates. See Brief for Petitioner 7, 14, 24, 28. [FN2] Moreover, the harm
posited by the Bar is as much a function of simple receipt of targeted solicitations
within days of accidents as it is a function of the letters' contents. Throwing the letter
away shortly after opening it may minimize the latter intrusion, but it does little to
combat the former. We see no basis in Bolger, nor in the other, similar cases cited by the
dissent, post, at 2382- 2383, for dismissing the Florida Bar's assertions of harm,
particularly given the unrefuted empirical and anecdotal basis for the Bar's conclusions.
FN2. Missing this nuance altogether, the dissent asserts apocalyptically that we are
"unsettl[ing] leading First Amendment precedents," post, at 2381, 2382-2383. We
do no such thing. There is an obvious difference between situations in which the
Government acts in its own interests, or on behalf of entities it regulates, and
situations in which the Government is motivated primarily by paternalism. The cases cited
by the dissent, post, at 2382-2383, focus on the latter situation.
80 Passing to Central Hudson's third prong, we examine the relationship between the
Florida Bar's interests and the means chosen to serve them. See Board of Trustees of State
University of N.Y. v. Fox, 492 U.S., at 480, 109 S.Ct., at 3034-3035. With respect to this
prong, the differences between commercial speech and noncommercial speech are manifest. In
Fox, we made clear that the "least restrictive means" test has no role in the
commercial speech context. Ibid. "What our decisions require," instead, "is
a 'fit' between the legislature's ends and the means chosen to accomplish those
ends," a fit that is not necessarily perfect, but reasonable; that represents not
necessarily the single best disposition but one whose scope is 'in proportion to the
interest served,' that employs not necessarily the least restrictive means but ... a means
narrowly tailored to achieve the desired objective." Ibid. (citations omitted). Of
course, we do not equate this test with the less rigorous obstacles of rational basis
review; in Cincinnati v. Discovery Network, Inc., 507 U.S. 410, ----, n. 13, 113 S.Ct.
1505, 1510 n. 13, 123 L.Ed.2d 99 (1993), for example, we observed that the existence of
"numerous and obvious less-burdensome alternatives to the restriction on commercial
speech ... is certainly a relevant consideration in determining whether the 'fit' between
ends and means is reasonable."
Respondents levy a great deal of criticism, echoed in the dissent, post, at 2384-2386, at
the scope of the Bar's restriction on targeted mail. "[B]y prohibiting written
communications to all people, whatever their state of mind," respondents charge, the
rule "keeps useful information from those accident victims who are ready, willing and
able to utilize a lawyer's advice." Brief for Respondents 14. This criticism may be
parsed into two components. First, the rule does not distinguish between victims in terms
of the severity of their injuries. According to respondents, the rule is
unconstitutionally overinclusive insofar as it bans targeted mailings even to citizens
whose injuries or grief are relatively minor. Id., at 15. Second, the rule may prevent
citizens from learning about their legal options, particularly at a time when other
actors--opposing counsel and insurance adjusters--may be clamoring for victims'
attentions. Any benefit arising from the Bar's regulation, respondents implicitly contend,
is outweighed by these costs.
We are not persuaded by respondents' allegations of constitutional infirmity. We find
little deficiency in the ban's failure to distinguish among injured Floridians by the
severity of their pain or the intensity of their grief. Indeed, it is hard to imagine the
contours of a regulation that might satisfy respondents on this score. Rather than drawing
difficult lines on the basis that some injuries are "severe" and some situations
appropriate (and others, presumably, inappropriate) for grief, anger, or emotion, the
Florida Bar has crafted a ban applicable to all postaccident or disaster solicitations for
a brief 30-day period. Unlike respondents, we do not see "numerous and obvious
less-burdensome alternatives" to Florida's short temporal ban. Cincinnati, supra, at
----, n. 13, 113 S.Ct., at 1510, n. 13. The Bar's rule is reasonably well-tailored to its
stated objective of eliminating targeted mailings whose type and timing are a source of
distress to Floridians, distress that has caused many of them to lose respect for the
legal profession.
Respondents' second point would have force if the Bar's rule were not limited to a brief
period and if there were not many other ways for injured Floridians to learn about the
availability of legal representation during that time. Our lawyer advertising cases have
afforded lawyers a great deal of leeway to devise innovative ways to attract new business.
Florida permits lawyers to advertise on prime-time television and radio as well as in
newspapers and other media. They may rent space on billboards. They may send untargeted
letters to the general population, or to discrete segments thereof. There are, of course,
pages upon pages devoted to lawyers in the Yellow Pages of Florida telephone directories.
These listings are organized alphabetically and by area of specialty. See generally Rule
4-7.2(a), Rules Regulating The Florida Bar ("[A] lawyer may advertise services
through public media, such as a telephone directory, legal directory, newspaper or other
periodical, billboards and other signs, radio, television, and recorded messages 81 the
public may access by dialing a telephone number, or through written communication not
involving solicitation as defined in rule 4-7.4"); The Florida Bar: Petition to Amend
the Rules Regulating The Florida Bar--Advertising Issues, 571 So.2d, at 461. These ample
alternative channels for receipt of information about the availability of legal
representation during the 30-day period following accidents may explain why, despite the
ample evidence, testimony, and commentary submitted by those favoring (as well as
opposing) unrestricted direct-mail solicitation, respondents have not pointed to--and we
have not independently found--a single example of an individual case in which immediate
solicitation helped to avoid, or failure to solicit within 30 days brought about, the
harms that concern the dissent, see post, at 2385. In fact, the record contains
considerable empirical survey information suggesting that Floridians have little
difficulty finding lawyers when they need one. See, e.g., Summary of Record, App. C(4), p.
7; id., App. C(5), p. 8. Finding no basis to question the commonsense conclusion that the
many alternative channels for communicating necessary information about attorneys are
sufficient, we see no defect in Florida's regulation.
III
Speech by professionals obviously has many dimensions. There are circumstances in which we
will accord speech by attorneys on public issues and matters of legal representation the
strongest protection our Constitution has to offer. See, e.g., Gentile v. State Bar of
Nevada, 501 U.S. 1030, 111 S.Ct. 2720, 115 L.Ed.2d 888 (1991); In re Primus, 436 U.S. 412,
98 S.Ct. 1893, 56 L.Ed.2d 417 (1978). This case, however, concerns pure commercial
advertising, for which we have always reserved a lesser degree of protection under the
First Amendment. Particularly because the standards and conduct of state-licensed lawyers
have traditionally been subject to extensive regulation by the States, it is all the more
appropriate that we limit our scrutiny of state regulations to a level commensurate with
the " 'subordinate position' " of commercial speech in the scale of First
Amendment values. Fox, 492 U.S., at 477, 109 S.Ct., at 3033, quoting Ohralik, 436 U.S., at
456, 98 S.Ct., at 1918-1919.
We believe that the Florida Bar's 30-day restriction on targeted
direct-mail solicitation of accident victims and their relatives withstands scrutiny under
the three-part Central Hudson test that we have devised for this context. The Bar has
substantial interest both in protecting injured Floridians from invasive conduct by
lawyers and in preventing the erosion of confidence in the profession that such repeated
invasions have engendered. The Bar's proffered study, unrebutted by respondents below,
provides evidence indicating that the harms it targets are far from illusory. The
palliative devised by the Bar to address these harms is narrow both in scope and in
duration. The Constitution, in our view, requires nothing more.
The judgment of the Court of Appeals, accordingly, is reversed.
Justice KENNEDY, with whom Justice STEVENS, Justice SOUTER, and Justice GINSBURG join,
dissenting.
Attorneys who communicate their willingness to assist potential clients are engaged in
speech protected by the First and Fourteenth Amendments. That principle has been
understood since Bates v. State Bar of Arizona, 433 U.S. 350, 97 S.Ct. 2691, 53 L.Ed.2d
810 (1977). The Court today undercuts this guarantee in an important class of cases and
unsettles leading First Amendment precedents, at the expense of those victims most in need
of legal assistance. With all respect for the Court, in my view its solicitude for the
privacy of victims and its concern for our profession are misplaced and self- defeating,
even upon the Court's own premises.
I take it to be uncontroverted that when an accident results in death or injury, it is
often urgent at once to investigate the occurrence, identify witnesses, and preserve
evidence. Vital interests in speech and expression are, therefore, at stake when by law an
attorney cannot direct a letter to the victim or the family explaining this simple fact
and offering competent legal assistance. Meanwhile, 82 represented and better informed
parties, or parties who have been solicited in ways more sophisticated and indirect, may
be at work. Indeed, these parties, either themselves or by their attorneys, investigators,
and adjusters, are free to contact the unrepresented persons to gather evidence or offer
settlement. This scheme makes little sense. As is often true when the law makes little
sense, it is not first principles but their interpretation and application that have gone
awry.
Although I agree with the Court that the case can be resolved by following the three-part
inquiry we have identified to assess restrictions on commercial speech, Central Hudson Gas
& Electric Corp. v. Public Service Comm'n of N.Y., 447 U.S. 557, 566, 100 S.Ct. 2343,
2351, 65 L.Ed.2d 341 (1980), a preliminary observation is in order. Speech has the
capacity to convey complex substance, yielding various insights and interpretations
depending upon the identity of the listener or the reader and the context of its
transmission. It would oversimplify to say that what we consider here is commercial speech
and nothing more, for in many instances the banned communications may be vital to the
recipients' right to petition the courts for redress of grievances. The complex nature of
expression is one reason why even so-called commercial speech has become an essential part
of the public discourse the First Amendment secures. See, e.g., Edenfield v. Fane, 507
U.S. 761, ---- [113 S.Ct. 1792, 1798], 123 L.Ed.2d 543 (1993). If our commercial speech
rules are to control this case, then, it is imperative to apply them with exacting care
and fidelity to our precedents, for what is at stake is the suppression of information and
knowledge that transcends the financial self-interests of the speaker.
I
As the Court notes, the first of the Central Hudson factors to be considered is whether
the interest the State pursues in enacting the speech restriction is a substantial one.
Ante, at 2375. The State says two different interests meet this standard. The first is the
interest "in protecting the personal privacy and tranquility" of the victim and
his or her family. Brief for Petitioner 8. As the Court notes, that interest has
recognition in our decisions as a general matter; but it does not follow that the privacy
interest in the cases the majority cites is applicable here. The problem the Court
confronts, and cannot overcome, is our recent decision in Shapero v. Kentucky Bar Assn.,
486 U.S. 466, 108 S.Ct. 1916, 100 L.Ed.2d 475 (1988). In assessing the importance of the
interest in that solicitation case, we made an explicit distinction between direct
in-person solicitations and direct mail solicitations. Shapero, like this case, involved a
direct mail solicitation, and there the State recited its fears of "overreaching and
undue influence." Id., at 475, 100 S.Ct., at 1922. We found, however, no such dangers
presented by direct mail advertising. We reasoned that "[a] letter, like a printed
advertisement (but unlike a lawyer), can readily be put in a drawer to be considered
later, ignored, or discarded." Id., at 475- 476, 100 S.Ct., at 1923. We pointed out
that "[t]he relevant inquiry is not whether there exist potential clients whose
'condition' makes them susceptible to undue influence, but whether the mode of
communication poses a serious danger that lawyers will exploit any such
susceptibility." Id., at 474, 100 S.Ct., at 1922. In assessing the substantiality of
the evils to be prevented, we concluded that "the mode of communication makes all the
difference." Id., at 475, 100 S.Ct., at 1922. The direct mail in Shapero did not
present the justification for regulation of speech presented in Ohralik v. Ohio State Bar
Assn., 436 U.S. 447, 98 S.Ct. 1912, 56 L.Ed.2d 444 (1978) (a lawyer's direct, in-person
solicitation of personal injury business may be prohibited by the State). See also
Edenfield, supra, (an accountant's direct, in-person solicitation of accounting business
did implicate a privacy interest, though not one permitting state suppression of speech
when other factors were considered).
To avoid the controlling effect of Shapero in the case before us, the Court seeks to
declare that a different privacy interest is implicated. As it sees the matter, the
substantial concern is that victims or their families will be offended by receiving a
solicitation 83 during their grief and trauma. But we do not allow restrictions on speech
to be justified on the ground that the expression might offend the listener. On the
contrary, we have said that these "are classically not justifications validating the
suppression of expression protected by the First Amendment." Carey v. Population
Services International, 431 U.S. 678, 701, 97 S.Ct. 2010, 2024, 52 L.Ed.2d 675 (1977). And
in Zauderer v. Office of Disciplinary Counsel of Supreme Court of Ohio, 471 U.S. 626, 105
S.Ct. 2265, 85 L.Ed.2d 652 (1985), where we struck down a ban on attorney advertising, we
held that "the mere possibility that some members of the population might find
advertising ... offensive cannot justify suppressing it. The same must hold true for
advertising that some members of the bar might find beneath their dignity." Id., at
648.
We have applied this principle to direct mail cases as well as with respect to general
advertising, noting that the right to use the mails is protected by the First Amendment.
See Bolger v. Youngs Drug Products Corp., 463 U.S. 60, 76, 103 S.Ct. 2875, 2885-86, 77
L.Ed.2d 469 (1983) (REHNQUIST, J., concurring) (citing Blount v. Rizzi, 400 U.S. 410, 91
S.Ct. 423, 27 L.Ed.2d 498 (1971). In Bolger, we held that a statute designed to
"shiel[d] recipients of mail from materials that they are likely to find
offensive" furthered an interest of "little weight," noting that "we
have consistently held that the fact that protected speech may be offensive to some does
not justify its suppression." 463 U.S., at 71, 103 S.Ct., at 2883 (citing Carey,
supra, at 701, 97 S.Ct., at 2024-2025). It is only where an audience is captive that we
will assure its protection from some offensive speech. See Consolidated Edison Co. of N.Y.
v. Public Service Comm'n of N.Y., 447 U.S. 530, 542, 100 S.Ct. 2326, 2335-2336, 65 L.Ed.2d
319 (1980). Outside that context, "we have never held that the Government itself can
shut off the flow of mailings to protect those recipients who might potentially be
offended." Bolger, supra, at 72, 103 S.Ct., at 2883. The occupants of a household
receiving mailings are not a captive audience, ibid., and the asserted interest in
preventing their offense should be no more controlling here than in our prior cases. All
the recipient of objectional mailings need do is to take "the 'short, though regular,
journey from mail box to trash can.' " Ibid. (citation omitted). As we have observed,
this is "an acceptable burden, at least so far as the Constitution is
concerned." Ibid. If these cases forbidding restrictions on speech that might be
offensive are to be overruled, the Court should say so.
In the face of these difficulties of logic and precedent, the State and the opinion of the
Court turn to a second interest: protecting the reputation and dignity of the legal
profession. The argument is, it seems fair to say, that all are demeaned by the crass
behavior of a few. The argument takes a further step in the amicus brief filed by the
Association of Trial Lawyers of America. There it is said that disrespect for the
profession from this sort of solicitation (but presumably from no other sort of
solicitation) results in lower jury verdicts. In a sense, of course, these arguments are
circular. While disrespect will arise from an unethical or improper practice, the majority
begs a most critical question by assuming that direct mail solicitations constitute such a
practice. The fact is, however, that direct solicitation may serve vital purposes and
promote the administration of justice, and to the extent the bar seeks to protect lawyers'
reputations by preventing them from engaging in speech some deem offensive, the State is
doing nothing more (as amicus the Association of Trial Lawyers of America is at least
candid enough to admit) than manipulating the public's opinion by suppressing speech that
informs us how the legal system works. The disrespect argument thus proceeds from the very
assumption it tries to prove, which is to say that solicitations within 30 days serve no
legitimate purpose. This, of course, is censorship pure and simple; and censorship is
antithetical to the first principles of free expression.
II
Even were the interests asserted substantial, the regulation here fails the second part of
the Central Hudson test, which requires that the dangers the State seeks to eliminate be
real and that a speech restriction or ban 84 advance that asserted State interest in a
direct and material way. Edenfield, 507 U.S., at ---- [113 S.Ct., at 1800]. The burden of
demonstrating the reality of the asserted harm rests on the State. Ibid. Slight evidence
in this regard does not mean there is sufficient evidence to support the claims. Here,
what the State has offered falls well short of demonstrating that the harms it is trying
to redress are real, let alone that the regulation directly and materially advances the
State's interests. The parties and the Court have used the term "Summary of
Record" to describe a document prepared by the Florida Bar, one of the adverse
parties, and submitted to the District Court in this case. See ante, at 2377. This
document includes no actual surveys, few indications of sample size or selection
procedures, no explanations of methodology, and no discussion of excluded results. There
is no description of the statistical universe or scientific framework that permits any
productive use of the information the so-called Summary of Record contains. The majority
describes this anecdotal matter as "noteworthy for its breadth and detail,"
ante, at 2377, but when examined, it is noteworthy for its incompetence. The selective
synopses of unvalidated studies deal, for the most part, with television advertising and
phone book listings, and not direct mail solicitations. Although there may be issues
common to various kinds of attorney advertising and solicitation, it is not clear what
would follow from that limited premise, unless the Court means by its decision to call
into question all forms of attorney advertising. The most generous reading of this
document permits identification of 34 pages on which direct mail solicitation is arguably
discussed. Of these, only two are even a synopsis of a study of the attitudes of
Floridians towards such solicitations. The bulk of the remaining pages include comments by
lawyers about direct mail (some of them favorable), excerpts from citizen complaints about
such solicitation, and a few excerpts from newspaper articles on the topic. Our cases
require something more than a few pages of self-serving and unsupported statements by the
State to demonstrate that a regulation directly and materially advances the elimination of
a real harm when the State seeks to suppress truthful and nondeceptive speech. See, e.g.,
Edenfield, 507 U.S., at ---- [113 S.Ct., at 1800-1801].
It is telling that the essential thrust of all the material adduced to justify the State's
interest is devoted to the reputational concerns of the Bar. It is not at all clear that
this regulation advances the interest of protecting persons who are suffering trauma and
grief, and we are cited to no material in the record for that claim. Indeed, when asked at
oral argument what a "typical injured plaintiff get[s] in the mail," the Bar's
lawyer replied: "That's not in the record ... and I don't know the answer to that
question." Tr. of Oral Arg. 25. Having declared that the privacy interest is one both
substantial and served by the regulation, the Court ought not to be excused from
justifying its conclusion.
III
The insufficiency of the regulation to advance the State's interest is reinforced by the
third inquiry necessary in this analysis. Were it appropriate to reach the third part of
the Central Hudson test, it would be clear that the relationship between the Bar's
interests and the means chosen to serve them is not a reasonable fit. The Bar's rule
creates a flat ban that prohibits far more speech than necessary to serve the purported
state interest. Even assuming that interest were legitimate, there is a wild disproportion
between the harm supposed and the speech ban enforced. It is a disproportion the Court
does not bother to discuss, but our speech jurisprudence requires that it do so. Central
Hudson, 447 U.S., at 569-571, 100 S.Ct., at 2353-2354; Board of Trustees of State
University of N.Y. v. Fox, 492 U.S. 469, 480, 109 S.Ct. 3028, 3034-3035, 106 L.Ed.2d 388
(1989).
To begin with, the ban applies with respect to all accidental injuries, whatever their
gravity. The Court's purported justification for the excess of regulation in this respect
is the difficulty of drawing lines between severe and less serious injuries, see ante, at
2380, but making such distinctions is not important in this analysis. Even were it
significant, the 85 Court's assertion is unconvincing. After all, the criminal law
routinely distinguishes degrees of bodily harm, see, e.g., United States Sentencing
Commission, Guidelines Manual § 1B1.1, comment., n. 1(b), (h), (j) (Nov. 1994), and if
that delineation is permissible and workable in the criminal context, it should not be
"hard to imagine the contours of a regulation" that satisfies the reasonable fit
requirement. Ante, at 2380.
There is, moreover, simply no justification for assuming that in all or most cases an
attorney's advice would be unwelcome or unnecessary when the survivors or the victim must
at once begin assessing their legal and financial position in a rational manner. With
regard to lesser injuries, there is little chance that for any period, much less 30 days,
the victims will become distraught upon hearing from an attorney. It is, in fact, more
likely a real risk that some victims might think no attorney will be interested enough to
help them. It is at this precise time that sound legal advice may be necessary and most
urgent.
Even as to more serious injuries, the State's argument fails, since it must be conceded
that prompt legal representation is essential where death or injury results from
accidents. The only seeming justification for the State's restriction is the one the Court
itself offers, which is that attorneys can and do resort to other ways of communicating
important legal information to potential clients. Quite aside from the latent
protectionism for the established bar that the argument discloses, it fails for the more
fundamental reason that it concedes the necessity for the very representation the
attorneys solicit and the State seeks to ban. The accident victims who are prejudiced to
vindicate the State's purported desire for more dignity in the legal profession will be
the very persons who most need legal advice, for they are the victims who, because they
lack education, linguistic ability, or familiarity with the legal system, are unable to
seek out legal services. Cf. Trainmen v. Virginia ex rel. Virginia State Bar, 377 U.S. 1,
3-4, 84 S.Ct. 1113, 1115-1116, 12 L.Ed.2d 89 (1964).
The reasonableness of the State's chosen methods for redressing perceived evils can be
evaluated, in part, by a commonsense consideration of other possible means of regulation
that have not been tried. Here, the Court neglects the fact that this problem is largely
self-policing: Potential clients will not hire lawyers who offend them. And even if a
person enters into a contract with an attorney and later regrets it, Florida, like some
other States, allows clients to rescind certain contracts with attorneys within a stated
time after they are executed. See, e.g., Rules Regulating the Florida Bar, Rule 4-1.5
(Statement of Client's Rights) (effective Jan. 1, 1993). The State's restriction deprives
accident victims of information which may be critical to their right to make a claim for
compensation for injuries. The telephone book and general advertisements may serve this
purpose in part; but the direct solicitation ban will fall on those who most need legal
representation: for those with minor injuries, the victims too ill-informed to know an
attorney may be interested in their cases; for those with serious injuries, the victims
too ill-informed to know that time is of the essence if counsel is to assemble evidence
and warn them not to enter into settlement negotiations or evidentiary discussions with
investigators for opposing parties. One survey reports that over a recent 5-year period,
68% of the American population consulted a lawyer. N.Y. Times, June 11, 1995, section 3,
p. 1, col. 1. The use of modern communication methods in a timely way is essential if
clients who make up this vast demand are to be advised and informed of all of their
choices and rights in selecting an attorney. The very fact that some 280,000 direct mail
solicitations are sent to accident victims and their survivors in Florida each year is
some indication of the efficacy of this device. Nothing in the Court's opinion
demonstrates that these efforts do not serve some beneficial role. A solicitation letter
is not a contract. Nothing in the record shows that these communications do not at the
least serve the purpose of informing the prospective client that he or she has a number of
different attorneys from whom to choose, so that the decision to select counsel, after an
interview with one or more interested attorneys, can be deliberate and informed. And if 86
these communications reveal the social costs of the tort system as a whole, then efforts
can be directed to reforming the operation of that system, not to suppressing information
about how the system works. The Court's approach, however, does not seem to be the proper
way to begin elevating the honor of the profession.
IV
It is most ironic that, for the first time since Bates v. State Bar of Arizona, the Court
now orders a major retreat from the constitutional guarantees for commercial speech in
order to shield its own profession from public criticism. Obscuring the financial aspect
of the legal profession from public discussion through direct mail solicitation, at the
expense of the least sophisticated members of society, is not a laudable constitutional
goal. There is no authority for the proposition that the Constitution permits the State to
promote the public image of the legal profession by suppressing information about the
profession's business aspects. If public respect for the profession erodes because
solicitation distorts the idea of the law as most lawyers see it, it must be remembered
that real progress begins with more rational speech, not less. I agree that if this
amounts to mere "sermonizing," see Shapero, 486 U.S., at 490, 108 S.Ct., at 1930
(O'CONNOR, J., dissenting), the attempt may be futile. The guiding principle, however, is
that full and rational discussion furthers sound regulation and necessary reform. The
image of the profession cannot be enhanced without improving the substance of its
practice. The objective of the profession is to ensure that " the ethical standards
of lawyers are linked to the service and protection of clients." Ohralik, 436 U.S.,
at 461, 98 S.Ct., at 1921.
Today's opinion is a serious departure, not only from our prior decisions involving
attorney advertising, but also from the principles that govern the transmission of
commercial speech. The Court's opinion reflects a new-found and illegitimate confidence
that it, along with the Supreme Court of Florida, knows what is best for the Bar and its
clients. Self-assurance has always been the hallmark of a censor. That is why under the
First Amendment the public, not the State, has the right and the power to decide what
ideas and information are deserving of their adherence. "[T]he general rule is that
the speaker and the audience, not the government, assess the value of the information
presented." Edenfield, 507 U.S., at ---- [113 S.Ct., at 1798]. By validating
Florida's rule, today's majority is complicit in the Bar's censorship. For these reasons,
I dissent from the opinion of the Court and from its judgment.